Current Report Filing (8-k)
14 November 2013 - 9:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the
Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported)
November 13, 2013
PRO-DEX, INC.
(Exact name of registrant as specified in
its charter)
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COLORADO |
0-14942 |
84-1261240 |
(State or other jurisdiction
of incorporation) |
(Commission
File Number) |
(I.R.S. Employer
Identification Number) |
2361 McGaw Avenue
Irvine, Ca. 92614
(Address of principal executive offices,
zip code)
(949) 769-3200
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02. Results
of Operations and Financial Condition.
The information in this Item 2.02
of this Form 8-K, as well as Exhibit 99.1 attached hereto, shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific
reference in such a filing.
On November 13, 2013, Pro-Dex, Inc. (the
“Company”) is issuing a press release announcing its financial performance for the first fiscal quarter ended September 30,
2013. On that same date, the Company is holding a conference call concerning its financial performance for the first fiscal quarter
ended September 30, 2013. A copy of the press release is attached to this Form 8-K as Exhibit 99.1, which is incorporated
herein by this reference.
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits.
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Exhibit 99.1 |
Press Release dated November 13, 2013. |
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: November 13, 2013 |
PRO-DEX, INC (REGISTRANT). |
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By: |
/s/ Harold A. Hurwitz
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Harold A. Hurwitz |
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Chief Financial Officer |
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INDEX TO EXHIBITS
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Exhibit
Number
|
Description
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Exhibit 99.1 |
Press Release dated November 13, 2013. |
4
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