Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
27 October 2022 - 7:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF
FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR
15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of October 2022
Commission File Number: 001-38712
Pintec Technology Holdings Limited
(Exact name of registrant as specified in its charter)
9/F Heng An
Building
No. 17, East 3rd Ring Road
Chaoyang District, Beijing
Peoples Republic of China
(Address of principal executive offices)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Pintec Technology Holdings Limited (Nasdaq: PT) (PINTEC or the
Company), a leading independent technology platform enabling financial services in China, has received notification from NASDAQ Listing Qualifications (NASDAQ) on October 21, 2022 that it is not in compliance with the
minimum bid price requirement set forth in Listing Rules for continued listing on the NASDAQ Stock Exchange as the closing price of the Companys ADSs have been less than US$1 over a consecutive 30-trading-day period.
In accordance with Listing Rule 5810(c)(3)(A), the Company has a period
of 180 calendar days from the date of notification, being until April 19, 2023, to regain compliance with the minimum bid price. In order to regain compliance, the Companys ADSs must have a closing bid price of at least US$1 for a minimum
of 10 consecutive trading days. In the event that the Company does not regain compliance during the first notice period of 180 calendar days, or by April 19, 2023, the Company may be eligible for additional time to regain compliance or may face
delisting from the exchange.
The Company is currently in compliance with all other NASDAQ continued listing standards. The NASDAQ
notification does not affect the Companys business operations or its Securities and Exchange Commission reporting requirements.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Date: October 26, 2022
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Pintec Technology Holdings Limited |
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By: |
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/s/ Victor Huike Li |
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Name: |
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Victor Huike Li |
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Title: |
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Director and Chief Executive Officer |
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