Form NT 20-F - Notification of inability to timely file Form 20-F
01 March 2024 - 8:28AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check One):¨
Form 10-K x Form 20-F ¨ Form 11-K ¨
Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨
Form N-CSR
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For Period Ended: October 31, 2023 |
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Transition Report on Form 10-K |
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Transition Report on Form 20-F |
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Transition Report on Form 11-K |
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Transition Report on Form 10-Q |
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For the Transition Period Ended: ___________ |
Nothing in this form shall be construed to
imply that the Commission has verified any information contained herein.
If the notification relates to a portion of the
filing checked above, identify the Item(s) to which the notification relates:
PART I — REGISTRANT INFORMATION
TIAN RUIXIANG Holdings Ltd |
Full Name of Registrant |
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Former Name if Applicable |
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Room 1001, 10 / F, No. 25, North East Third Ring Road |
Address of Principal Executive Office (Street and Number) |
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Chaoyang District, Beijing, People’s Republic of China |
City, State and Zip Code |
PART II — RULES 12b-25(b) AND (c)
If the subject report could not be filed without
unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box
if appropriate.)
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(a) |
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
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x |
(b) |
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed date; and |
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(c) |
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III — NARRATIVE
State below in reasonable detail why Forms 10-K,
20-F, 11-K, 10-Q, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
The compilation, dissemination, and review of
the information required to be presented in the Form 20-F for the fiscal year ended October 31, 2023 has imposed time constraints and
rendered timely filing of the Form 20-F impracticable without undue hardship and expense to the Registrant. The Registrant is still in
the process of compiling required information to complete the Form 20-F, and its independent registered public accounting firm requires
additional time to complete its review of the financial statements for the fiscal year ended October 31, 2023.
PART IV — OTHER INFORMATION
(1) |
Name and telephone number of person to contact in regard to this notification |
Zhe Wang, Chief Executive Officer |
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(010) 87529554 |
(Name) |
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(Area Code) (Telephone Number) |
(2) |
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). |
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Yes ¨ No
(3) |
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? |
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Yes x No
If so, attach an explanation of the anticipated
change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be
made.
TIAN RUIXIANG Holdings Ltd
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: February 29, 2024 |
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By: |
/s/ Zhe Wang |
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Name: |
Zhe Wang |
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Title: |
Chief Executive Officer |
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