Initial Statement of Beneficial Ownership (3)
24 May 2018 - 6:32AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Lavey Michael Norman
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/18/2018
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3. Issuer Name
and
Ticker or Trading Symbol
tronc, Inc. [TRNC]
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(Last)
(First)
(Middle)
C/O TRONC, INC., 2501 S STATE HWY 121 BUS, BUILDING 8008
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Controller/Chief Acctg Officer /
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(Street)
LEWISVILLE, TX 75067
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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2795
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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(1)
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(1)
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Common Stock
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7500.0
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$0.0
(2)
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D
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Restricted Stock Units
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(3)
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(3)
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Common Stock
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1000.0
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$0.0
(2)
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D
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Restricted Stock Units
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(4)
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(4)
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Common Stock
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2250.0
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$0.0
(2)
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D
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Restricted Stock Units
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(5)
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(5)
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Common Stock
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7500.0
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$0.0
(2)
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D
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Explanation of Responses:
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(1)
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The award will vest in four equal installments on April 2, 2019, April 2, 2020, April 2, 2021, April 2, 2022 subject to continued service and subject to acceleration upon certain events.
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(2)
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Restricted stock units convert to Common Stock on a one-for-one basis.
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(3)
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Represents the outstanding unvested balance of an award granted on May 12, 2015. Such unvested units will vest on May 15, 2019, subject to continued service and subject to acceleration upon certain events.
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(4)
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Represents the outstanding unvested balance of an award granted on October 25, 2016. 750 units will vest on each October 25, 2018, October 25, 2019, October 25, 2020 subject to continued service and subject to acceleration upon certain events.
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(5)
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The award will vest in four equal installments on November 8, 2018, November 8, 2019, November 8, 2020, November 8, 2021 subject to continued service and subject to acceleration upon certain events.
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Remarks:
Exhibit 24 power of attorney filed herewith.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Lavey Michael Norman
C/O TRONC, INC.
2501 S STATE HWY 121 BUS, BUILDING 8008
LEWISVILLE, TX 75067
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Controller/Chief Acctg Officer
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Signatures
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/s/ Elizabeth Nemeth, Attorney-in-fact
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5/23/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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