- Amended Statement of Beneficial Ownership (3/A)
24 August 2010 - 4:03AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Barnes Michael Gene
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/13/2010
|
3. Issuer Name
and
Ticker or Trading Symbol
Care Investment Trust Inc. [CRE]
|
(Last)
(First)
(Middle)
C/O TRICADIA CAPITAL, 780 THIRD AVENUE, 29TH FLOOR
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
___
X
___ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Chairman of the Board /
|
(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
8/13/2010
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
6185050
|
I
(1)
|
By Tiptree Financial Partners, L.P.
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Common Stock Warrant
|
9/30/2008
|
9/30/2018
|
Common Stock
|
435000
|
$17.00
|
I
(1)
|
By Tiptree Financial Partners, L.P.
|
Explanation of Responses:
|
(
1)
|
The reporting person is an officer and partner of Tiptree Financial Partners, L.P. and an equity owner of Tricadia Holdings, L.P., which is the parent of Tiptree Capital Management, LLC, the manager of Tiptree. The reporting person is also a managing member of Tricadia GP Holdings, LLC, which is the managing member of Tricadia Capital, LLC, the General Partner of Tiptree Financial Partners, L.P. The reporting person is also a managing member of Tricadia Holdings GP, LLC, the general partner of Tricadia Holdings, L.P. The reporting person holds voting and investment power with respect to the shares held directly by Tiptree Financial Partners, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Barnes Michael Gene
C/O TRICADIA CAPITAL
780 THIRD AVENUE, 29TH FLOOR
NEW YORK, NY 10017
|
X
|
X
|
Chairman of the Board
|
|
Signatures
|
/s/ Andrew T. Turney, Attorney-in-Fact
|
|
8/23/2010
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Carramerica (NYSE:CRE)
Historical Stock Chart
From Jul 2024 to Aug 2024
Carramerica (NYSE:CRE)
Historical Stock Chart
From Aug 2023 to Aug 2024
Real-Time news about Care Investment Trust Inc. Common Stock (New York Stock Exchange): 0 recent articles
More News Articles