Amended Statement of Ownership (sc 13g/a)
12 February 2021 - 10:13PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1
(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 9)*
Daqo
New Energy Corp.
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
G26583 107
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. G26583 107
1
|
NAME OF REPORTING PERSON
Guangfu Xu (“Mr. Xu”)
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
|
5
|
SOLE VOTING POWER
42,704,751ordinary shares, which consist of (i) 39,000,000 ordinary
shares held by Gold Intellect Limited (“Gold Intellect”), a British Virgin Islands company solely owned and controlled
by Mr. Xu, and (ii) 3,304,751ordinary shares issuable upon exercise of options (including Restricted Share Units) held by Mr. Xu
that are exercisable within 60 days of December 31, 2020, and (ⅲ)
80,000 ADS (equivalent to 400,000 ordinary shares) held by Mr. Xu as a result of exercise of his options.
|
6
|
SHARED VOTING POWER
0
|
7
|
SOLE DISPOSITIVE POWER
42,704,751 ordinary shares. See Item 5 above for detail.
|
8
|
SHARED DISPOSITIVE POWER
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
42,704,751 shares
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.59%
|
12
|
TYPE OF REPORTING PERSON
IN
|
|
|
|
|
CUSIP No. G26583 107
1
|
NAME OF REPORTING PERSON
Gold Intellect Limited
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
|
5
|
SOLE VOTING POWER
39,000,000 ordinary shares held by Gold Intellect.
|
6
|
SHARED VOTING POWER
0
|
7
|
SOLE DISPOSITIVE POWER
39,000,000 ordinary shares held by Gold Intellect.
|
8
|
SHARED DISPOSITIVE POWER
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,000,000 ordinary shares
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.68%
|
12
|
TYPE OF REPORTING PERSON
CO
|
|
|
|
|
|
ITEM 1(a).
|
NAME OF ISSUER:
|
Daqo New Energy Corp.
|
ITEM 1(b).
|
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
|
Unit 29, Huadu Mansion, 838 Zhangyang Road
Shanghai, 200122, The People’s Republic of China
|
ITEM 2(a).
|
NAME OF PERSON FILING:
|
|
(ii)
|
Gold Intellect Limited
|
|
ITEM 2(b).
|
ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
|
For all Reporting Persons:
c/o 66 Daquan Road
Xinba, Yangzhong, Jiangsu Province
People’s Republic of China
|
(i)
|
Guangfu Xu — People’s Republic of China.
|
|
(ii)
|
The place of organization of Gold Intellect Limited is
the British Virgin Islands.
|
|
ITEM 2(d).
|
TITLE OF CLASS OF SECURITIES:
|
Ordinary Shares
G26583 107
The following information with respect
to the ownership of the ordinary shares of Daqo New Energy Corp. (the “Ordinary Shares”) by the reporting persons is
provided as of December 31, 2020:
Reporting Person
|
|
Amount
beneficially
owned:
|
|
|
Percent
of class
|
|
|
Sole power
to vote or
direct
the vote:
|
|
|
Shared power
to vote or to
direct the vote:
|
|
|
Sole power to dispose
or to direct the
disposition of:
|
|
|
Shared power
to
dispose or to
direct
the disposition
of:
|
|
Guangfu Xu
|
|
|
42,704,751
|
|
|
|
11.59
|
%
|
|
|
42,704,751
|
|
|
|
0
|
|
|
|
42,704,751
|
|
|
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Gold Intellect Limited
|
|
|
39,000,000
|
|
|
|
10.68
|
%
|
|
|
39,000,000
|
|
|
|
0
|
|
|
|
39,000,000
|
|
|
|
0
|
|
Gold Intellect is the registered holder of 39,000,000 Ordinary
Shares. Mr. Xu is the ultimate sole shareholder of Gold Intellect. Pursuant to Section 13(d) of the Securities Exchange Act of
1934, as amended, and the rules promulgated thereunder, Mr. Xu may be deemed to beneficially own all of the Ordinary Shares held
by Gold Intellect.
ITEM 5.
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
|
Not applicable
ITEM 6.
|
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
|
Not applicable
|
ITEM 7.
|
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY:
|
Not applicable
ITEM 8.
|
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
|
Not applicable
ITEM 9.
|
NOTICE OF DISSOLUTION OF GROUP
|
Not applicable
Not applicable
Exhibit
|
|
No. Description
|
|
|
|
99A*
|
|
Joint Filing Agreement
|
*
Previously filed on February 14, 2011.
SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2021
Guangfu Xu
|
/s/
Guangfu Xu
|
|
Name:
|
Guangfu Xu
|
|
|
Gold Intellect Limited
|
By:
|
/s/
Guangfu Xu
|
|
Name:
|
Guangfu Xu
|
|
Title:
|
Director
|
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