Statement of Changes in Beneficial Ownership (4)
23 March 2020 - 10:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
GOODWIN PAUL R |
2. Issuer Name and Ticker or Trading Symbol
Fortress Transportation & Infrastructure Investors LLC
[
FTAI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
1345 AVENUE OF THE AMERICAS, 45TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/19/2020 |
(Street)
NEW YORK, NY 10105
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Series A Preferred Shares | 3/19/2020 | | P | | 12362 | A | $11.38 (1) | 12362 | D | |
Series A Preferred Shares | 3/20/2020 | | P | | 20000 | A | $14.7625 (2) | 32362 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $10.78 to $11.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
(2) | The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.00 to $15.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GOODWIN PAUL R 1345 AVENUE OF THE AMERICAS 45TH FLOOR NEW YORK, NY 10105 | X |
|
|
|
Signatures
|
/s/ Cameron MacDougall, his attorney-in-fact | | 3/23/2020 |
**Signature of Reporting Person | Date |
Fortress Transportation ... (NYSE:FTAI)
Historical Stock Chart
From Oct 2024 to Nov 2024
Fortress Transportation ... (NYSE:FTAI)
Historical Stock Chart
From Nov 2023 to Nov 2024
Real-Time news about Fortress Transportation and Infrastructure Investors LLC (New York Stock Exchange): 0 recent articles
More Fortress Transportation & Infrastructure Investors Llc News Articles