Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
02 November 2023 - 3:36AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a16 OR 15d16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For November 1, 2023
Harmony Gold Mining Company Limited
Randfontein Office Park
Corner Main Reef Road and Ward Avenue Randfontein, 1759
South Africa
(Address of principal executive offices)
*-
(Indicate by check mark whether the registrant files or will file annual reports under cover of
Form 20 F or Form 40F.)
Form 20F ☒ Form 40F ☐
(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g32(b) under the Securities Exchange Act of 1934.)
Yes ☐ No ☒
Harmony Gold Mining Company Ltd
Registration number: 1950/038232/06
Incorporated in the Republic of South Africa
ISIN: ZAE000015228
JSE share code: HAR
(“Harmony” or “the company”)
DEALING IN SECURITIES BY DIRECTORS AND PRESCRIBED OFFICERS: VESTING OF SHARES AND SETTLEMENT BY ON MARKET SALES AND EQUITY SETTLEMENT
Johannesburg, Wednesday, 1 November 2023. In compliance with paragraphs 3.63 to 3.74 of the JSE Listings Requirements, the following dealings in securities by directors and prescribed officers of Harmony in relation to the vesting and settlement of deferred share awards made pursuant to the provisions of the Harmony Deferred Share Plan 2018 are disclosed:
| | | | | | | | |
1. |
Name of director: |
PW Steenkamp (Chief Executive Officer) |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: | 149 270 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 54 397 |
| Number of vested shares sold on market: | 94 873 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R8,546 141 |
| Number of shares retained in own name: | 0 |
| | |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| | | | | | | | |
2. |
Name of director: |
BP Lekubo (Financial Director) |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: |
56 331 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 28 165 |
| Number of vested shares sold on market: | 28 166 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R2,537 188 |
| Number of shares retained in own name: | 0 |
| | |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| | | | | | | | |
3. |
Name of director: |
HE Mashego (Executive Director) |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: | 50 578 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 25 288 |
| Number of vested shares sold on market: | 12 000 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R1,080 958 |
| Number of shares retained in own name: | 13 290 |
| Total value of shares retained in own name at R90.60: | R1,204 074 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| | | | | | | | |
4. |
Name of prescribed officer: |
B Nel |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: | 51 025 |
| Number of ordinary shares locked up towards minimum shareholding requirement: |
25 511 |
| Number of vested shares sold on market: | 25 514 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R2,298 296 |
| Number of shares retained in own name: | 0 |
| | |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| | | | | | | | |
5. |
Name of prescribed officer: |
M van der Walt |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: | 40 659 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 16 060 |
| Number of vested shares sold on market: | 11 437 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R1,030 243 |
| Number of shares retained in own name: | 13 162 |
| Total value of shares retained in own name at R90.60: | R1,192 477 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| | | | | | | | |
6. |
Name of prescribed officer: |
J van Heerden |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: | 63 513 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 31 755 |
| Number of vested shares sold on market: | 31 758 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R2,860 754 |
| Number of shares retained in own name: | 0 |
| | |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| | | | | | | | |
7. |
Name of prescribed officer: |
A Buthelezi |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: | 39 083 |
| Number of ordinary shares locked up towards minimum shareholding requirement: |
6 246 |
Number of vested shares sold on market: | 25 693 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R2,314 420 |
| Number of shares retained in own name: | 7 144 |
| Total value of shares retained in own name at R90.60: | R647 246 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| | | | | | | | |
8. |
Name of prescribed officer: |
M Naidoo-Vermaak |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: | 42 060 |
| Number of ordinary shares locked up towards minimum shareholding requirement: |
6 765 |
Number of vested shares sold on market: | 35 295 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R3,179 367 |
| Number of shares retained in own name: | 0 |
| | |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| | | | | | | | |
9. |
Name of company secretary: |
SS Mohatla |
| Nature of transaction: | Vesting of deferred share awards and settlement by on-market sale of shares, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2023 |
| Class of securities: | Ordinary shares |
| |
| Number of ordinary shares vested: | 18 610 |
Number of vested shares sold on market: | 18 610 |
| Date of bulk on-market sale of shares: | 26 October 2023 |
| On-market sale price per share: | Volume weighted average price of R90.0798 per share (with a low of R87.36 per share and a high of R92.20 per share) |
| Total value of shares sold on market prior to deduction of tax liability: | R1,676 385 |
| Number of shares retained in own name: | 0 |
| | |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
Prior clearance was obtained in respect of the above dealings in securities in compliance with paragraph 3.66 of the JSE Listings Requirements.
Ends.
For more details contact:
Jared Coetzer
Head of Investor Relations
+27 (0) 82 746 4120
Johannesburg, South Africa
1 November 2023
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
| | | | | | | | | | | | | | | | | |
| Harmony Gold Mining Company Limited |
| |
| Date: November 1, 2023 | By: /s/ Boipelo Lekubo |
| Name: Boipelo Lekubo |
| Title: Financial Director |
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