Statement of Changes in Beneficial Ownership (4)
15 January 2022 - 8:18AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Korablina Elena A |
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO
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JPM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Corporate Controller |
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(Last)
(First)
(Middle)
383 MADISON AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/13/2022 |
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(Street)
NEW YORK, NY 10179-0001
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 1/13/2022 | | M | | 2746.0000 | A | $0 (1) | 18514.0000 | D | |
| Common Stock | 1/13/2022 | | M | | 1629.0000 | A | $0 (1) | 20143.0000 | D | |
| Common Stock | 1/13/2022 | | M | | 1540.0000 | A | $0 (1) | 21683.0000 | D | |
| Common Stock | 1/13/2022 | | M | | 1262.0000 | A | $0 (1) | 22945.0000 | D | |
| Common Stock | 1/13/2022 | | F | | 4212.0000 | D | $168.8500 | 18733.0000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1) | 1/13/2022 | | M | | | 1629.0000 | (2) | 1/13/2023 | Common Stock | 1629.0000 | $0.0000 | 1630.0000 | D | |
| Restricted Stock Units | (1) | 1/13/2022 | | M | | | 2746.0000 | (3) | 1/13/2024 | Common Stock | 2746.0000 | $0.0000 | 5493.0000 | D | |
| Restricted Stock Units | (1) | 1/13/2022 | | M | | | 1262.0000 | (4) | 1/13/2025 | Common Stock | 1262.0000 | $0.0000 | 3786.0000 | D | |
| Restricted Stock Units | (1) | 1/13/2022 | | M | | | 1540.0000 | (5) | 1/13/2026 | Common Stock | 1540.0000 | $0.0000 | 6162.0000 | D | |
| Explanation of Responses: |
| (1) | Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
| (2) | Restricted stock units vest 1/3 on each of the following dates: January 13, 2021, January 13, 2022, and January 13, 2023. As Identified Staff, shares resulting from vesting must be held for 12 months from vesting date. |
| (3) | Restricted stock units grant of 3,417 shares vest as follows: 1,139 shares on January 13, 2022, 1,139 shares on January 13, 2023, and 1,139 shares on January 13, 2024. The shares resulting from vesting are subject to a hold for 6 months from vesting date. Restricted stock unit grant of 4,822 shares vest as follows: 1,607 shares on January 13, 2022, 1,607 shares on January 13, 2023, and 1,608 shares on January 13, 2024. The shares resulting from vesting are subject to a hold for 1 year from vesting date. |
| (4) | Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff, shares resulting from vesting must be held for 12 months from vesting date. |
| (5) | Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff, shares resulting from vesting must be held for 12 months from vesting date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Korablina Elena A
383 MADISON AVENUE
NEW YORK, NY 10179-0001 |
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| Corporate Controller |
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Signatures
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| /s/ David K.F. Gillis under POA | | 1/14/2022 |
| **Signature of Reporting Person | Date |
JP Morgan Chase (NYSE:JPM)
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