Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
27 March 2020 - 9:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION
AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission file number
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001-16189
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AMENDED AND RESTATED
NISOURCE INC. EMPLOYEE STOCK PURCHASE PLAN
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(Exact Name of Registrant as Specified in Its Charter)
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801 East 86th Ave.
Merrillville, Indiana 46410
(877) 647-5688
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(Address, including zip code, and telephone number, including area code, of registrants principal
executive offices)
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Plan Interests Under the
Amended and Restated NiSource Inc. Employee Stock Purchase Plan
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(Title of each class of securities covered by this Form)
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d)
remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty
to file reports:
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Rule 12g-4(a)(1)
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☐
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Rule 12g-4(a)(2)
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☐
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Rule 12h-3(b)(1)(i)
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☒
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Rule 12h-3(b)(1)(ii)
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☐
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Rule 15d-6
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☐
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Approximate number of holders of record as of the certification or notice date: None*
*
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The Amended and Restated NiSource Inc. Employee Stock Purchase Plan (the Plan) has no securities
interests in the form of plan interests and NiSource Inc. inadvertently filed Form 11-Ks with respect to the plan interests.
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Pursuant to the requirements of the Securities Exchange Act of 1934, NiSource Inc. has
caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
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NiSource Inc.
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Date: March 26, 2020
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By:
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/s/ Anne-Marie W. DAngelo
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Anne-Marie W. DAngelo
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Senior Vice President, General Counsel and Corporate Secretary
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