Statement of Changes in Beneficial Ownership (4)
31 October 2020 - 12:16AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HAYES GREGORY |
2. Issuer Name and Ticker or Trading Symbol
RAYTHEON TECHNOLOGIES CORP
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RTX
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
870 WINTER STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/28/2020 |
(Street)
WALTHAM, MA 02451
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 10/28/2020 | | P | | 35000.0000 | A | $54.6571 (1) | 235365.0000 | D | |
Common Stock | 10/28/2020 | | P | | 20000.0000 | A | $55.1000 (2) | 255365.0000 | D | |
Common Stock | 10/28/2020 | | I | | 6409.0000 | A | $52.3400 | 11853.0000 | I | By Savings Plan Trustee |
Common Stock | | | | | | | | 1096.0000 | I | By Children's Trust Accounts |
Common Stock | | | | | | | | 874.0000 | I | By Spouse |
Common Stock | | | | | | | | 1370.0000 | I | By Spouse's Savings Plan Account |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $54.00 to $54.80 per share. Full information regarding the number of shares purchased at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
(2) | The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $55.00 to $55.20 per share. Full information regarding the number of shares purchased at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HAYES GREGORY 870 WINTER STREET WALTHAM, MA 02451 | X |
| President and CEO |
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Signatures
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/s/ Dana Ng as Attorney-In-Fact | | 10/30/2020 |
**Signature of Reporting Person | Date |
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