Statement of Changes in Beneficial Ownership (4)
14 November 2022 - 11:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
RSS 2015 BUSINESS HOLDINGS LP |
2. Issuer Name and Ticker or Trading Symbol
CONSTELLATION BRANDS, INC.
[
STZ
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Member of 10% owner group |
(Last)
(First)
(Middle)
C/O WILDSTAR PARTNERS LLC, 110 E. ATLANTIC AVE., STE. 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/10/2022 |
(Street)
DELRAY BEACH, FL 33444
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock | 11/10/2022 | | A | | 1162492 | A | (1) | 1412492 | D (2) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B (convertible) Common Stock | (1) | 11/10/2022 | | D | | | 1162492 | (1) | (1) | Class A Common Stock | 1162492 | (1) | 0 | D (2) | |
Explanation of Responses: |
(1) | Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. |
(2) | This report is filed jointly by RSS 2015 Business Holdings LP ("RSS Holdings") and RSS 2015 Business Management LLC ("RSS Management"). The reported securities are owned directly by RSS Holdings. RSS Management is the co-general partner of, and owns a 0.02458% interest in, RSS Holdings. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RSS 2015 BUSINESS HOLDINGS LP C/O WILDSTAR PARTNERS LLC 110 E. ATLANTIC AVE., STE. 200 DELRAY BEACH, FL 33444 |
|
|
| Member of 10% owner group |
RSS 2015 BUSINESS MANAGEMENT LLC C/O WILDSTAR PARTNERS LLC 110 E. ATLANTIC AVE., STE. 200 DELRAY BEACH, FL 33444 |
|
|
| Member of 10% owner group |
Signatures
|
/s/ Thomas M. Farace, CEO of WildStar Partners LLC, Managing General Partner of Reporting Person | | 11/14/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Constellation Brands (NYSE:STZ.B)
Historical Stock Chart
From Jun 2024 to Jul 2024
Constellation Brands (NYSE:STZ.B)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Constellation Brands Inc (New York Stock Exchange): 0 recent articles
More Constellation Brands, Inc. News Articles