Initial Statement of Beneficial Ownership (3)
04 November 2020 - 3:31AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Regan Michael Scott |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/1/2020
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3. Issuer Name and Ticker or Trading Symbol
WHITING PETROLEUM CORP [WLL]
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(Last)
(First)
(Middle)
1700 LINCOLN STREET, SUITE 4700 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP, Legal, GC and Secretary / |
(Street)
DENVER, CO 80203
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 218.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants (Right to buy) | (1) | 9/1/2024 | Common Stock | 855.00 | $73.44 | D | |
Warrants (Right to buy) | (2) | 9/1/2025 | Common Stock | 428.00 | $83.45 | D | |
Explanation of Responses: |
(1) | Each of the Series A Warrants are exercisable for one share of Whiting Petroleum Corporation Common Stock from the date of issuance until 5:00 p.m. New York time, on the expiration date. |
(2) | Each of the Series B Warrants are exercisable for one share of Whiting Petroleum Corporation Common Stock from the date of issuance until 5:00 p.m. New York time, on the expiration date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Regan Michael Scott 1700 LINCOLN STREET SUITE 4700 DENVER, CO 80203 |
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| VP, Legal, GC and Secretary |
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Signatures
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Michael Scott Regan | | 11/3/2020 |
**Signature of Reporting Person | Date |
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