Statement of Changes in Beneficial Ownership (4)
08 May 2021 - 7:08AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Greenberg Christopher |
2. Issuer Name and Ticker or Trading Symbol
Midwest Energy Emissions Corp.
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MEEC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman of the Board |
(Last)
(First)
(Middle)
14554 EAST LUPINE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/1/2021 |
(Street)
SCOTTSDALE, AZ 85259
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/1/2021 | | M | | 25000 (1) | A | $0.42 | 4094000 | D | |
Common Stock | 5/1/2021 | | F | | 9131 (1) | D | $1.15 | 4084869 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $0.42 | 5/1/2021 | | M | | | 25000 | 5/1/2016 | 5/1/2021 | Common Stock | 25000 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 25,000 shares of common stock, pursuant to which 9,131 shares were withheld by the Issuer at a market price of $1.15 per share to pay the exercise price of $0.42 per share, resulting in 15,869 shares of common stock being issued to the Reporting Person on a net basis. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Greenberg Christopher 14554 EAST LUPINE DRIVE SCOTTSDALE, AZ 85259 | X |
| Chairman of the Board |
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Signatures
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/s/ Christopher Greenberg | | 5/7/2021 |
**Signature of Reporting Person | Date |
Midwest Energy Emissions (QB) (USOTC:MEEC)
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