Report of Foreign Issuer (6-k)
29 March 2018 - 9:19PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
6-K
Report of Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
under the
Securities Exchange Act of 1934
For the month of March 2018
Commission File Number
1-8910
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
(Translation of registrants name into English)
OTEMACHI FIRST SQUARE, EAST TOWER
5-1,
OTEMACHI
1-CHOME
CHIYODA-KU,
TOKYO
100-8116
JAPAN
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F.
Form
20-F ☒ Form
40-F ☐
Indicate by check
mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule
101(b)(1):
Indicate by check mark if the registrant is
submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7):
NOTICE REGARDING COMPLETION OF TEMPORARY HANDLING PROCEDURES FOR ADRS AND APPLICATION TO TERMINATE
REGISTRATION AND ONGOING REPORTING OBLIGATIONS UNDER THE EXCHANGE ACT
On March 29, 2018, the registrant filed with the Tokyo
Stock Exchange a notice regarding the scheduled completion of temporary handling procedures for its American Depositary Receipts (ADRs) and its application to terminate registration and ongoing reporting obligations under the U.S.
Securities Exchange Act of 1934. Attached is an English translation of the notice filed with the Tokyo Stock Exchange.
The information
included herein contains forward-looking statements. The registrant desires to qualify for the safe-harbor provisions of the Private Securities Litigation Reform Act of 1995, and consequently is hereby filing cautionary statements
identifying important factors that could cause the registrants actual results to differ materially from those set forth in the attachment.
The registrants forward-looking statements are based on a series of assumptions, projections, estimates, judgments and beliefs of the
management of the registrant in light of information currently available to it regarding the registrant and its subsidiaries and affiliates, the economy and telecommunications industry in Japan and overseas, and other factors. These projections and
estimates may be affected by the future business operations of the registrant and its subsidiaries and affiliates, the state of the economy in Japan and abroad, possible fluctuations in the securities markets, the pricing of services, the effects of
competition, the performance of new products, services and new businesses, changes to laws and regulations affecting the telecommunications industry in Japan and elsewhere, other changes in circumstances that could cause actual results to differ
materially from any future results that may be derived from the forward-looking statements, as well as other risks included in the registrants most recent Annual Report on Form
20-F
and other filings and
submissions with the United States Securities and Exchange Commission.
No assurance can be given that the registrants actual
results will not vary significantly from any expectation of future results that may be derived from the forward-looking statements included herein.
The attached material is a translation of the Japanese original.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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NIPPON TELEGRAPH AND TELEPHONE CORPORATION
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By
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/s/ Takashi Ameshima
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Name: Takashi Ameshima
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Title: Vice President
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Investor Relations Office
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Date: March 29, 2018
March 29, 2018
Company Name: Nippon Telegraph and Telephone Corporation
Representative: Hiroo Unoura, President and Chief Executive Officer
(Code No.: 9432, First section of Tokyo Stock Exchange)
Notice Regarding Completion of Temporary Handling Procedures for ADRs and
Application to Terminate Registration and Ongoing Reporting Obligations under the United States Securities Exchange Act
Nippon Telegraph and Telephone Corporation (NTT) hereby announces that the temporary handling procedures for its American
Depositary Receipts (ADRs) that were announced on February 10, 2017 (including temporarily suspending the issuance of new ADRs and temporarily suspending ADR cancellation fees) will end on March 30, 2018 (Friday), as previously
scheduled. In addition, NTT also hereby gives notice of its intention to file a Form 15F with the United States Securities and Exchange Commission (the SEC) to voluntarily deregister from Section 12(g) of the U.S. Securities
Exchange Act of 1934, as amended (the Exchange Act), and terminate its ongoing SEC reporting obligations under Section 13(a) and Section 15(d) of the Exchange Act. Please see below for details.
1.
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Termination of Temporary ADR Handling Procedures
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The temporary ADR handling procedures
described in the schedule below (the temporary suspension of issuance of new ADRs and the temporary waiver of ADR cancellation fees) will end on March 30, 2018 (Friday) as previously scheduled.
(1)
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Period of suspension of issuances of new ADRs:
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April 3, 2017 (Monday) to March 30,
2018 (Friday)
(2)
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Period of exemption of ADR holders from ADR cancellation fees:
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April 3, 2017 (Monday) to
March 30, 2018 (Friday)
2.
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Application to Terminate Registration and Ongoing Reporting Obligations under the Exchange Act
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(1)
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Anticipated date of application:
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April 13, 2018 (Friday) (Planned)
NTTs ongoing reporting obligations under the Exchange Act will be
immediately suspended upon the filing of the Form 15F with the SEC, and the registration of NTTs ADRs and NTTs ongoing reporting obligations under the Exchange Act are expected to be terminated on July 12, 2018 (Thursday), the
date that is 90 days after the Form 15F filing date. The foregoing schedule is subject to change in the event that the SEC notifies NTT of an extended review period or objects to NTTs application, or for other reasons. NTT intends to maintain
the listing of its common stock on the Tokyo Stock Exchange.
While NTTs reporting obligations under the Exchange Act, including
filing annual reports on
Form 20-F,
will be terminated upon deregistration, NTTs financial statements and other material information will continue to be disclosed in English on its website in
accordance with applicable U.S. securities laws, and NTT intends to continue to provide appropriate information to its overseas shareholders and investors.
3.
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Contact Information for Inquiries Regarding NTTs ADRs:
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(1)
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General inquiries regarding the temporary ADR handling procedures and the application to terminate NTTs ongoing reporting obligations under the Exchange Act:
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Nippon Telegraph and Telephone Corporation
Investor Relations Office
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Tel:
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+81-3-6838-5481
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Website:
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http://www.ntt.co.jp/ir/index_e.html
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E-mail:
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http://www.ntt.co.jp/ir/contact_e/index.html
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* Please submit inquiries through the Web form
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(Business hours: Mon. - Fri., 9:00 a.m. to 5:00 p.m. (Japan Standard Time))
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(2)
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Administrative inquiries regarding ADR fees, cancellation and other procedures:
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JPMorgan
Service Center (United States)
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Tel:
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1-800-990-1135
(toll free within the United States)
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1-651-453-2128
(from outside the United States)
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Website:
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www.adr.com
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E-mail:
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jpmorgan.adr@wellsfargo.com
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(Business hours: Mon. - Fri., 7:00 a.m. to 7:00 p.m. (U.S. Eastern Standard Time))
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* Those holding ADRs through a bank, broker or other nominee should
contact such bank, broker or nominee with any questions.
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* Those holding ADRs in Registered Form directly with the depositary bank
may contact the JPMorgan Service Center with their account number for identification purposes.
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For further inquiries, please contact:
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Takayuki Kimura or Tatsuya Watanabe
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Investor Relations Office
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Finance and Accounting Department
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Nippon Telegraph and Telephone Corporation
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TEL:
+81-3-6838-5481
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