Carador Income Fund PLC Holding(s) in Company (4591K)
07 July 2017 - 8:37PM
UK Regulatory
TIDMCIFU
RNS Number : 4591K
Carador Income Fund PLC
07 July 2017
For filings with the FCA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Carador Income Fund plc
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
----------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
------------------------------------------------------------------------------ --------------------------------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------ --------------------------------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------ --------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------ --------------------------------
Other (please
specify):
------------------------------------------------------------------------- --- --------------------------------
3. Full name of person(s) subject Seven Investment Management LLP
to the
notification obligation: (iii)
-------------------------------------------------------------------------- ------------------------------------
4. Full name of shareholder(s) Nortrust Nominees Ltd
(if different from 3.):(iv) Pershing Nominees Ltd
-------------------------------------------------------------------------- ------------------------------------
5. Date of the transaction and date 04/07/2017
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------------------------------------- ------------------------------------
6. Date on which issuer notified: 07/07/2017
-------------------------------------------------------------------------- ------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 11%
-------------------------------------------------------------------------- ------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- -------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- --------------- --------------- ------------- -------------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ------------- ------------- ----------- ------------ -------------
IE00B3D60Z08 59,956,971 59,956,971 59,036,971 59,036,971 10.87%
--------------- --------------- ------------- ------------- ----------- ------------ -------------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
------------------ ------------- ------------------------------ ---------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- ------------- ------------- --------------- ---------------------------- -------------------------
Nominal Delta
---------------- ------------- ------------- --------------- ---------------------------- ------------ -----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- --------------------------------------------------------------------
59,036,971 10.87%
-------------------------------------------------- --------------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------------------------------------------
Nortrust Nominees Ltd (discretionary holdings) and Pershing Nominees
Ltd (non-discretionary holdings) for Seven Investment Management LLP.
Proxy Voting:
--------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
---------------------------------------------------------------------- --------------------------------------------
11. Number of voting rights proxy holder will N/A
cease
to hold:
---------------------------------------------------------------------- --------------------------------------------
12. Date on which proxy holder will cease to N/A
hold
voting rights:
---------------------------------------------------------------------- --------------------------------------------
58,920,443 shares held on a discretionary
13. Additional information: basis
116,528 shares held on a non-discretionary
basis
---------------------------------------------------------------------- --------------------------------------------
14. Contact name: David Ogden
---------------------------------------------------------------------- --------------------------------------------
15. Contact telephone number: 0203 823 8766
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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