Circassia Pharmaceuticals Plc Notification of Major Interest in Shares (3051J)
27 June 2017 - 8:48PM
UK Regulatory
TIDMCIR
RNS Number : 3051J
Circassia Pharmaceuticals Plc
27 June 2017
For filings with the FCA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Circassia Pharmaceuticals
the underlying issuer Plc
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------------- --------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
-------------------------------------------------------------------- -----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-------------------------------------------------------------------- -----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-------------------------------------------------------------------- -----------------------------------
An event changing the breakdown of voting rights
-------------------------------------------------------------------- -----------------------------------
Other (please
specify):
----------------------------------------------------------- ------- -----------------------------------
3. Full name of person(s) Aviva plc & its subsidiaries
subject to the
notification obligation:
(iii)
------------------------------------------------------------- ------------------------------------------
4. Full name of shareholder(s) Registered Holder:
(if different from 3.):(iv)
Chase (GA Group) Nominees
Limited 12,065,941*
HSBC Global Custody Nominee
(UK) Limited 47,836*
State Street Nominees Limited
197,282*
* denotes direct interest
------------------------------------------------------------- ------------------------------------------
5. Date of the transaction 23 June 2017
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------------- ------------------------------------------
6. Date on which issuer 26 June 2017
notified:
------------------------------------------------------------- ------------------------------------------
7. Threshold(s) that is/are 4% to 3% Change at Direct Interest
crossed or Level (Box 8A)
reached: (vi, vii)
------------------------------------------------------------- ------------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- --------------------------- -----------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
-------------- ------------- ------------ ----------- --------------------------- -----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------- ------------ ----------- ----------- -------------- ------- --------------
Ordinary
Shares
Not Not
GB00BJVD3B28 16,516,463* 16,516,463* 12,311,059 12,311,059 Disclosable** 3.71% Disclosable**
------------- ------------ ----------- ----------- -------------- ------- --------------
* Includes right to recall loaned shares (2,004,649)
--------------------------------------------------------------------------------------------------------------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
-------------- ------------- ------------------------- --------------------------- -----------------------
RIGHT TO
RECALL 3,457,526*
LOANED
SHARES N/A N/A *Direct interest 1.04%
-------------- ------------- ------------------------- --------------------------- -----------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
------------------ --------- ----------- ------------ ------------------- ----------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- -------- ------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
15,768,585 4.75%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------
The voting rights are managed and controlled by Aviva
Investors Global Services Limited, with the following
chain of controlled undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Investors Holdings Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Aviva Investors Global Services Limited (wholly owned
subsidiary of Aviva Investors Holdings Limited)
-----------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder: See Section 4
------------------------------------- -------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------- -------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------- -------------------------------------
13. Additional information: Figures are based on a total
number of voting rights of
332,244,588 as per the Company's
Total Voting Rights Update
Announcement of 12 April
2017.
** Although not reportable,
as per DTR5.1.5,the non-disclosable
(indirect) position is currently
717,718 shares, and is included
here in the interests of
transparency.
------------------------------------- -------------------------------------
14. Contact name: Julien Cotta
------------------------------------- -------------------------------------
15. Contact telephone number: 01865 405560
------------------------------------- -------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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