Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI)- Dignity plc (4429W)
17 April 2023 - 8:19PM
UK Regulatory
TIDMIRSH TIDMDTY
RNS Number : 4429W
Morgan Stanley & Co. Int'l plc
17 April 2023
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this Dignity plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Valderrama Limited
connected:
---------------------------------------
(d) Date dealing undertaken: 14 April 2023
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
12 48/143p ordinary PURCHASES 128,606 5.5400 GBP 5.4200 GBP
----------------- ------------------------ ----------------------- -----------------------
12 48/143p ordinary SALES 381,544 5.5401 GBP 5.4200 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
12 48/143p ordinary CFD increasing a short 291 5.4200 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD increasing a short 160 5.5000 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD increasing a short 6,715 5.5000 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD increasing a short 1,986 5.5300 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD reducing a short 291 5.4400 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD reducing a short 100,000 5.4892 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD reducing a short 26,319 5.4904 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD reducing a short 4,720 5.5046 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD reducing a short 724 5.5300 GBP
position
-------------------- ------------------------- ------------------------- ---------------
12 48/143p ordinary CFD reducing a short 959 5.5300 GBP
position
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 17 April 2023
Contact name: Craig Horsley
-----------------
Telephone number: +44 141 245-7736
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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