HSBC Bank Plc Hsbc Bank Plc : Form 8.5 (EPT/NON-RI) - F&C Asset Management Plc
02 May 2014 - 7:36PM
UK Regulatory
TIDM0000 TIDMFCAM
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: HSBC Bank Plc
(b) Name of offeror/offeree in relation to whose relevant F&C Asset
securities this form relates: Management Plc
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt F&C Asset
principal trader is connected: Management Plc
(d) Date position held/dealing undertaken: 01 May 2014
(e) Has the EPT previously disclosed, or is it today YES
disclosing, under the Code in respect of any other
party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the
dealing (if any)
Class of relevant security:
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 1,201,468 0.204
(2) Derivatives (other than options):
(3) Options and agreements to
purchase/sell:
TOTAL: 1,201,468 0.204
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to
purchase or sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription
right exists:
Details, including nature of the rights concerned
and relevant percentages:
If there are positions or rights to subscribe to disclose in more than
one class of relevant securities of the offeror or offeree named in 1(b),
copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant
security Purchase/sale Number of securities Price per unit
Ordinary Purchase 14 119.3
Ordinary Purchase 200 119.3
Ordinary Purchase 1,281 119.3
Ordinary Purchase 2,053 119.3
Ordinary Purchase 2,053 119.3
Ordinary Purchase 1,286 119.3
Ordinary Purchase 2,577 119.3
Ordinary Purchase 1,294 119.3
Ordinary Purchase 452 119.3
Ordinary Purchase 1,296 119.3
Ordinary Purchase 1,297 119.3
Ordinary Purchase 1,297 119.3
Ordinary Purchase 1,301 119.3
Ordinary Purchase 1,114 119.3
Ordinary Purchase 200,000 119.3
Ordinary Purchase 8,926 119.3
Ordinary Purchase 39 119.3
Ordinary Purchase 10,000 119.3
Ordinary Purchase 597 119.3
Ordinary Purchase 1,965 119.3
Ordinary Purchase 1,966 119.3
Ordinary Purchase 1,966 119.3
Ordinary Purchase 1,966 119.3
Ordinary Purchase 428 119.3
Ordinary Purchase 1,336 119.3
Ordinary Purchase 1,468 119.3
Ordinary Purchase 1,468 119.3
Ordinary Purchase 1,468 119.2
Ordinary Purchase 863 119.3
Ordinary Purchase 24,706 119.3
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of Price
relevant e.g. CFD e.g. opening/closing a long/short position, increasing/reducing reference per
security a long/short position securities unit
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price e.g. American, European etc. date money
security e.g. call selling, to which per paid/
option varying option unit received
etc. relates per
unit
(ii) Exercising
Class of relevant Product description Number of Exercise price per
security e.g. call option securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, conversion (if applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(b), copy table 3(a), (b),
(c) or (d) (as appropriate) for each additional class of relevant
security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or
any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and
any party to the offer or any person acting in concert
with a party to the offer:
If there are no such agreements, arrangements or understandings,
state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 02 May 2014
Contact name: Nidhi Gupta
Telephone number: 0207 99 10928
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This announcement is distributed by NASDAQ OMX Corporate Solutions on
behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: HSBC Bank Plc via Globenewswire
HUG#1782243
http://www.hsbc.co.uk/1/2/
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