General Electric Company Director/PDMR Shareholding (1789K)
12 December 2018 - 6:00PM
UK Regulatory
TIDMGEC
RNS Number : 1789K
General Electric Company
11 December 2018
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average burden
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Person(*) Reynolds Paula Rosput Requiring GENERAL ELECTRIC CO [ GE ]
Statement
(Last) (First) (Middle) (Month/Day/Year)
GENERAL ELECTRIC COMPANY 12/07/2018
41 FARNSWORTH STREET
(Street) BOSTON MA 02210
(City) (State) (Zip)
4. Relationship of Reporting Person(s) 5. If Amendment, Date of Original Filed (Month/Day/Year)
to Issuer
(Check all applicable) X Director 10% Owner
Officer (give Other (specify
title below) below)
------------------------------------------------------------------- ------------------------------------------------------------------------------
6. Individual or Joint/Group Filing (Check
Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting
Person
---------- ---------------- ---------------- ------------- ------------------------------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial
Beneficially Owned (Instr. Form: Direct Ownership (Instr. 5)
4) (D) or Indirect
(I) (Instr.
5)
--------------------------------- --------------------------- -----------------------------------------------------
Common Stock 11,500 D
--------------------------------- --------------------------- -----------------------------------------------------
Common Stock 4,300 I By Family
--------------------------------- --------------------------- -----------------------------------------------------
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 2. Date Exercisable 3. Title and Amount of Securities 4. 5. Ownership 6. Nature of Indirect
4) and Expiration Underlying Derivative Security Conversion Form: Direct Beneficial Ownership
Date (Month/Day/Year) (Instr. 4) or Exercise (D) or Indirect (Instr. 5)
Price of (I) (Instr.
Derivative 5)
Security
------------------------------------------- ------------------------------------------------ ------------- ------------------- -----------------------------
Amount
Date Expiration or Number
Exercisable Date Title of Shares
----------------------- ------------------ --------------------------------- ------------- ---------- ------- ---------- -----------------------------
Explanation of Responses:
Remarks:
Brian Sandstrom on behalf 12/11/2018
of Paula Rosput Reynolds
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Paula Rosput Reynolds, hereby appoint GE to assist me in the
preparation and
filing of Section 16 reports, and execute the below Power of
Attorney
for this purpose.
I am a director candidate for General Electric Company (GE) and,
in the event that
I am elected or appointed to the board of GE, and until
further
written notice, I hereby individually authorize Christoph
Pereira
(GE's Vice President, Chief Corporate, Securities and Finance
Counsel),
Brian Sandstrom (GE's Executive Corporate, Securities and
Finance Counsel),
Brandon Smith (GE's Executive Corporate, Securities and
Finance
Counsel) and Julia Chen (GE's Corporate, Securities and Finance
Counsel)to
sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form that I have filed or may file hereafter in
connection with
my direct or indirect beneficial ownership of GE securities, and
to
take any other action of any type whatsoever in connection with
the
foregoing that in his or her opinion may be for the benefit of,
in the best
interest of, or legally required by me.
Signed: /s/ Paula Rosput Reynolds
Name: Paula Rosput Reynolds
Date: 11/14/2018
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Authority to act as a Primary Information Provider in the United
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of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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