Hikma Pharmaceuticals Plc Block listing Interim Review (3935O)
02 October 2019 - 12:15AM
UK Regulatory
TIDMHIK
RNS Number : 3935O
Hikma Pharmaceuticals Plc
01 October 2019
Block Listing Six Monthly Return
Information provided on this form must be typed or printed
electronically and provided to an RIS.
LEI: 549300BNS685UXH4JI75
Date: 1 October 2019
Name of applicant: Hikma Pharmaceuticals PLC
Name of scheme: Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP")
&
Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan
("LTIP")
&
Hikma Pharmaceuticals PLC 2009 Management Incentive Plan
("MIP")
&
Hikma Pharmaceuticals PLC 2014 Executive Incentive Plan ("EIP")
----------------------------------------------------------------
Period of return From: 1 April 2019 To: 31 September 2019
------------------------ ------------------------- -------- ---------------------------
Balance of unallotted securities under scheme(s) SOP: 792,700 ordinary shares of 10 pence
from previous return: LTIP: 102,714 ordinary shares of 10 pence
MIP: 770,393 ordinary shares of 10 pence
EIP: 1,541,128 ordinary shares of 10 pence
----------------------------------------------------------------
Plus: The amount by which the block scheme(s) has SOP: 0 ordinary shares of 10 pence
been increased since the date of the last LTIP: 0 ordinary shares of 10 pence
return (if any increase has been applied for): MIP: 0 ordinary shares of 10 pence
EIP: 0 ordinary shares of 10 pence
----------------------------------------------------------------
Less: Number of securities issued/allotted under SOP: 0 ordinary shares of 10 pence
scheme(s) during period (see LR3.5.7G): LTIP: 0 ordinary shares of 10 pence
MIP: 237,176 ordinary shares of 10 pence
EIP: 429,828 ordinary shares of 10 pence
----------------------------------------------------------------
Equals: Balance under scheme(s) not yet SOP: 792,700 ordinary shares of 10 pence
issued/allotted at end of period: LTIP: 102,714 ordinary shares of 10 pence
MIP: 533,217 ordinary shares of 10 pence
EIP: 1,111,300 ordinary shares of 10 pence
----------------------------------------------------------------
Name of contact: Peter Speirs
Telephone number of contact: 0207 399 2772
--------------
Block Listing Six Monthly Return
Stock Option Plan ("SOP")
Date Block Shares Issued Balance (Headroom) Notes
Listing
--------- -------------- ------------------- -----------------------
01/10/2019 - - 792,700 Blocklisting return on
01/10/2019
--------- -------------- ------------------- -----------------------
Block Listing Six Monthly Return
Long Term Incentive Plan ("LTIP")
Date Block Shares Issued Balance (Headroom) Notes
Listing
--------- -------------- ------------------- -----------------------
01/10/2019 - - 102,714 Blocklisting return on
01/10/2019
--------- -------------- ------------------- -----------------------
Block Listing Six Monthly Return
Management Incentive Plan ("MIP")
Date Block Shares Balance Notes
Listing Issued (Headroom)
--------- -------- ------------- ------
Blocklisting return on
01/04/2019 0 0 770,393 01/04/2019
16/04/2019 0 548 769,845
---- -------- -------- -----------------------
09/05/2019 0 1,633 768,212
---- -------- -------- -----------------------
13/05/2019 0 654 767,558
---- -------- -------- -----------------------
16/05/2019 0 1,323 766,235
---- -------- -------- -----------------------
21/05/2019 0 391 765,844
---- -------- -------- -----------------------
23/05/2019 0 919 764,925
---- -------- -------- -----------------------
24/05/2019 0 209,869 555,056
---- -------- -------- -----------------------
30/05/2019 0 2,540 552,516
---- -------- -------- -----------------------
14/06/2019 0 2,713 549,803
---- -------- -------- -----------------------
19/06/2019 0 5,952 543,851
---- -------- -------- -----------------------
03/07/2019 0 418 543,433
---- -------- -------- -----------------------
24/07/2019 0 3,012 540,421
---- -------- -------- -----------------------
09/08/2019 0 664 539,757
---- -------- -------- -----------------------
02/09/2019 0 3,467 536,290
---- -------- -------- -----------------------
09/09/2019 0 1,979 534,311
---- -------- -------- -----------------------
16/09/2019 0 1,094 533,217
---- -------- -------- -----------------------
Blocklisting Return on
01/10/2019 0 0 533,217 01/10/2019
---- -------- -------- -----------------------
Block Listing Six Monthly Return
Executive Incentive Plan ("EIP")
Date Block Listing Shares Issued Balance (Headroom) Notes
-------------- -------------- ------------------- -----------------------------------
01/04/2019 0 0 1,541,128 Blocklisting return on 01/04/2019
-------------- -------------- ------------------- -----------------------------------
16/04/2019 0 309,686 1,231,442
-------------- -------------- ------------------- -----------------------------------
29/04/2019 0 13,666 1,217,776
-------------- -------------- ------------------- -----------------------------------
30/04/2019 0 11,803 1,205,973
-------------- -------------- ------------------- -----------------------------------
03/05/2019 0 22,241 1,183,732
-------------- -------------- ------------------- -----------------------------------
09/05/2019 0 28,818 1,154,914
-------------- -------------- ------------------- -----------------------------------
10/05/2019 0 7,524 1,147,390
-------------- -------------- ------------------- -----------------------------------
05/06/2019 0 8,629 1,138,761
-------------- -------------- ------------------- -----------------------------------
19/06/2019 0 6,538 1,132,223
-------------- -------------- ------------------- -----------------------------------
03/07/2019 0 9,729 1,122,494
-------------- -------------- ------------------- -----------------------------------
27/09/2019 0 11,194 1,111,300
-------------- -------------- ------------------- -----------------------------------
01/10/2019 0 0 1,111,300 Blocklisting return on 01/10//2019
-------------- -------------- ------------------- -----------------------------------
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