TIDMLMI TIDMTTM
RNS Number : 2364P
State Street Global Advisors
24 May 2018
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: State Street Global Advisors & Affiliates
---------------------------------------------------------- ----------------------------------------------------------
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
---------------------------------------------------------- ----------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates: Lonmin plc
Use a separate form for each offeror/offeree
---------------------------------------------------------- ----------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity
of offeror/offeree:
---------------------------------------------------------- ----------------------------------------------------------
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest 23-May-2018
practicable date prior to the disclosure
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(f) In addition to the company in 1(c) above, is the YES / NO / N/A
discloser making disclosures in respect If YES, specify which:
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A" Yes - Sibanye Gold Limited (trading as
Sibanye-Stillwater)
---------------------------------------------------------- ----------------------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.0001 ordinary - 2,512,244 Shares
ADR - 0 Shares (1 ADR = 1 ordinary shares)
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Interests Short positions
---------------------------------------------------------------- -------------------------------- ------------------
Number % Number %
---------------------------------------------------------------- ---------------- -------------- ------------- ---
(1) Relevant securities owned and/or controlled: 2,512,244 0.88840%
---------------------------------------------------------------- ---------------- -------------- ------------- ---
(2) Cash-settled derivatives:
---------------------------------------------------------------- ---------------- -------------- ------------- ---
(3) Stock-settled derivatives (including options) and
agreements to purchase/sell:
---------------------------------------------------------------- ---------------- -------------- ------------- ---
TOTAL: 2,512,244 0.88840%
---------------------------------------------------------------- ---------------- -------------- ------------- ---
The change in the holding of 1,732 shares since the last
disclosure for dealing 22 May 2018 is due to the transfer out of a
discretionary holding.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 3,175 GBP 0.461402
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 11,758 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 8,215 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 2,218 GBP 0.461402
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 950 GBP 0.464705
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 257 GBP 0.461401
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 508 GBP 0.461398
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,881 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 4,407 GBP 0.464699
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,191 GBP 0.461402
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 5,272 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,423 GBP 0.461398
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 465 GBP 0.461398
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,722 GBP 0.464698
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 3,679 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 994 GBP 0.461398
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 887 GBP 0.461398
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 3,284 GBP 0.464699
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 21 GBP 0.461429
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 80 GBP 0.46475
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,600 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 432 GBP 0.461389
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 3,958 GBP 0.464699
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,069 GBP 0.461403
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 3,103 GBP 0.461399
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 11,489 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 2,686 GBP 0.464698
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 726 GBP 0.461405
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 2,999 GBP 0.464702
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 811 GBP 0.461406
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 5,399 GBP 0.464701
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,458 GBP 0.461399
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 6,640 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,793 GBP 0.4614
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 2,850 GBP 0.464702
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 770 GBP 0.461403
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 916 GBP 0.464705
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 247 GBP 0.461417
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,548 GBP 0.464703
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 417 GBP 0.461391
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 81 GBP 0.461358
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 302 GBP 0.464702
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 890 GBP 0.461404
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 3,297 GBP 0.464701
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 1,634 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 441 GBP 0.461406
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 35,319 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 9,539 GBP 0.4614
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 2,146 GBP 0.461398
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 7,946 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 144 GBP 0.461389
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 533 GBP 0.464709
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 26,119 GBP 0.4647
--------------------------- -------------- --------------------- ---------------
USD 0.0001 ordinary Sale 7,053 GBP 0.461399
--------------------------- -------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
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Date of disclosure: 24-May-2018
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Contact name: Chetan Shah
--------------------- -------------
Telephone number: 020 33956564
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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