Petra Diamonds Holding(s) in Company
09 September 2022 - 1:33AM
UK Regulatory
TIDMPDL
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
BMG702782084
Issuer Name
PETRA DIAMONDS LIMITED
UK or Non-UK Issuer
Non-UK
2. Reason for Notification
Other
Comments
Change of attribution of the nature of the holding
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
31-Aug-2022
6. Date on which Issuer notified
05-Sep-2022
7. Total positions of person(s) subject to the notification obligation
. % of voting % of voting rights Total of Total number
rights through financial both in of voting
attached to instruments (total % (8.A + rights held
shares (total of 8.B 1 + 8.B 2) 8.B) in issuer
of 8.A)
Resulting situation 0.722518 5.818484 6.541002 12702742
on the date on which
threshold was
crossed or reached
Position of previous 0.000000 0.030938 0.030938
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of Number of Number of % of direct % of indirect
shares ISIN direct voting indirect voting voting rights voting rights
code(if rights (DTR5.1) rights (DTR5.1) (DTR5.2.1)
possible) (DTR5.2.1)
BMG702782084 1403143 0.722518
Sub Total 8.A 1403143 0.722518%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of Expiration Exercise/ Number of % of voting
financial date conversion voting rights rights
instrument period that may be
acquired if
the
instrument is
exercised/
converted
Right to Recall N/A N/A 9759853 5.025625
Sub Total 8.B1 9759853 5.025625%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of Expiration Exercise/ Physical or Number of % of
financial date conversion cash settlement voting voting
instrument period rights rights
Swaps 16/11/2022 N/A Cash 11205 0.005770
Swaps 09/01/2023 N/A Cash 680000 0.350151
Swaps 31/01/2023 N/A Cash 2155 0.001110
Swaps 23/01/2023 N/A Cash 659853 0.339777
Swaps 28/04/2023 N/A Cash 52675 0.027124
Swaps 30/11/2022 N/A Cash 8464 0.004358
Swaps 31/07/2024 N/A Cash 125394 0.064569
Sub Total 1539746 0.792859%
8.B2
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held starting with the ultimate
controlling natural person or legal entities (please add additional rows as
necessary)
Ultimate Name of % of voting % of voting rights Total of both
controlling controlled rights if it through financial if it equals
person undertaking equals or is instruments if it or is higher
higher than equals or is higher than the
the notifiable than the notifiable notifiable
threshold threshold threshold
Bank of America Bank of
Corporation America
National
Association
Bank of America BofA
Corporation Securities
Europe SA
Bank of America Merrill Lynch 5.780664 6.502976%
Corporation International
Bank of America BofA
Corporation Securities,
Inc
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Due to the re-calibration of collateral positions
12. Date of Completion
05-Sep-2022
13. Place Of Completion
United Kingdom
END
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