Pembridge Resources plc Holding(s) in Company (4778Y)
06 December 2017 - 4:04AM
UK Regulatory
TIDMPERE
RNS Number : 4778Y
Pembridge Resources plc
05 December 2017
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting Pembridge Resources PLC
rights are attachedii:
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification obligationiv
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Name Mark Lancaster
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City and country of registered office
(if applicable)
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4. Full name of shareholder(s) (if different from 3.)v
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Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was crossed
or reachedvi: 04/12/2017
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6. Date on which issuer notified (DD/MM/YYYY): 05/12/2017
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights % of voting rights Total of
attached to shares through financial both in %
(total of 8. A) in- struments Total
(total of 8.B 1 number
+ 8.B 2) of
(8.A + 8.B)
voting
rights of
issuervii
------------------------- ------------------------ ----------------------- -----------------------------------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 7.40% 4.2% 11.6% 223,849,257
------------------------- ------------------------ ----------------------- -----------------------------------------------
Position of previous
notification (if
applicable)
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8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if
possible)
-------------- ------------------------------------------------- ----------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------- --------------------- -------------------------- ------------------------ --------------------------
GB00B3ZW6Z85 16,563,656 7.40%
-------------- --------------------- -------------------------- ------------------------ --------------------------
SUBTOTAL 8. A 16,563,656 7.40%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
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Number of voting
Type of financial Expiration Exercise/ Conversion rights that may be % of voting rights
instrument datex Periodxi acquired if the instrument
is exercised/converted.
----------------------- ------------- ----------------------- ---------------------------- ---------------------
Warrants over
ordinary shares
with a 3.2p exercise At any time prior
price 21/08/2019 to expiration date 9,375,000 4.2%
----------------------- ------------- ----------------------- ---------------------------- ---------------------
SUBTOTAL 8. B 1 9,375,000 4.2%
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B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of financial Expiration Exercise/ Conversion Physical or Number of
instrument datex Period xi cash settlementxii voting rights % of voting rights
------------------ ----------- --------------------- -------------------- --------------- ----------------------
SUBTOTAL 8.B.2
-------------------- --------------- ----------------------
9. Information in relation to the person subject to the notification obligation
(please mark the applicable box with an "X")
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Person subject to the notification obligation is not controlled by X
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
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Full chain of controlled through which the voting rights and/or the
undertakings
------------------------- ----------------------------
financial instruments held starting with the ultimate controlling natural
are effectively (please person or legal entityxiv necessary)
add additional rows
as
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% of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
Namexv higher than the notifiable in- struments if than the notifiable
threshold it equals or is higher threshold
than the notifiable
threshold
------------------------- ----------------------------- ---------------------------- ------------------------------
9. In case of proxy voting, please
identify:
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Name of the proxy holder
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The number and % of voting rights
held
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The date until which the voting rights
will be held
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10. Additional Information London, UK
Place of completion
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Date of completion 05/12/2017
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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