South32 Limited Holding(s) in Company (6592K)
23 September 2016 - 5:24PM
UK Regulatory
TIDMS32 TIDMSDR
RNS Number : 6592K
South32 Limited
23 September 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or South32 Limited
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- ----------------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights ü
------------------------------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------------------------- -------
Other (please Type 1 disclosure as per the Transparency ü
specify): Directive II Regulation
---------------------------------------------------- ------------------------------------------------- -------
3. Full name of person(s) Schroders plc
subject to the
notification obligation:
(iii)
------------------------------------------------------ --------------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------------------ --------------------------------------------------------
5. Date of the transaction 20.09.16
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------ --------------------------------------------------------
6. Date on which issuer 21.09.16
notified:
------------------------------------------------------ --------------------------------------------------------
7. Threshold(s) that is/are Below 5%
crossed or
reached: (vi, vii)
------------------------------------------------------ --------------------------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------------------- -----------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- -------------------------- ---------------- ---------------- ------------------------- --------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- --------- ----------- ------------ ---------------- --------- -------------- --------- ---------
Ordinary 278,175,364 274,163,659 272,275,936 N/A 264,042,616 N/A 4.96%
-------------------------- ---------------- ---------------- --------- -------------- --------- ---------
AU000000S320
------------- --------- ----------- ------------ ------------ --------- ------------ ------- ---------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------------------ ------------------ ----------------------------------------- ------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ----------- --------------- -------------- --------------------------- ----------------------------------
Nominal Delta
--------------- ----------- --------------- -------------- --------------------------- ----------------------- ---------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- ---------------------------------------------------------------
264,042,616 4.96%
------------------------------------------------------------- ---------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------------------------
Schroder & Co. Limited 665,209 0.012%
Schroders (C.I.) Limited 8,424 0.000%
Schroder Investment Management Limited 156,067,326 2.932%
Schroder Investment Management Australia Limited 107,301,657
2.016%
Proxy Voting:
----------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------------------- ----------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
---------------------------------------------------------------- ----------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
---------------------------------------------------------------- ----------------------------------
The shares referred to in
13. Additional information: section 9 are held in portfolios
managed by those firms on
a discretionary basis for
clients under investment
management agreements. This
disclosure has been calculated
based on issue share capital
amount 5,323,762,901.
---------------------------------------------------------------- ----------------------------------
14. Contact name:
Shaheen Hussain
---------------------------------------------------------------- ----------------------------------
15. Contact telephone number: 020 7658 6000
---------------------------------------------------------------- ----------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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