TIDMSBRY
RNS Number : 4174Z
Bank of America Merrill Lynch
26 May 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose J Sainsbury PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Home Retail Group PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 25/05/2016
------------------------------------------------------------------------------------- ------------------------------
(e) In addition to the company in 1(b) above, is the YES
exempt principal trader making disclosures in If YES, specify which:
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
(Home Retail Group PLC)
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B019KW72 Purchase 1,502,110 2.652 GBP 2.616 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B019KW72 Sale 1,246,852 2.651 GBP 2.616 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 60,008 2.63 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,869 2.631 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 10,653 2.63 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,035 2.646 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 147 2.629 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 6,394 2.629 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 687,091 2.633 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 134 2.633 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 692,018 2.633 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 491 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,624 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 8,405 2.625 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 100 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 10,097 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,463 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 429 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 6,377 2.621 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,653 2.629 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 14,189 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 5,782 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 9,544 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,669 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,125 2.629 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 5,982 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,528 2.636 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 609 2.636 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 20,140 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,272 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 15 2.633 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 13,628 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,490 2.637 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 12,520 2.633 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,279 2.631 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,210 2.633 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,984 2.632 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 429 2.634 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 722 2.644 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 722 2.635 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,185 2.629 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 26,552 2.62 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 326 2.631 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 40,467 2.632 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 119,649 2.631 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 24,533 2.632 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 71 2.639 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 6 2.636 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 73 2.635 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3 2.635 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 124 2.643 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,776 2.63 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 71,776 2.628 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 320 2.628 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 20,927 2.645 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7,770 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 46,049 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 27,595 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 9,912 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 18,082 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,080 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,261 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,096 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 11,881 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,462 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,462 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 15,607 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 11,459 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,126 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,339 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 14,115 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 30,438 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 11,078 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 25,021 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 732 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,040 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,107 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,152 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 25,087 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 40,746 2.641 GBP
GB00B019KW72
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
--------------------------- -------------------- ------------ ------------ -------------------
N/A N/A N/A N/A N/A
--------------------------- -------------------- ------------ ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
--------------------------------------------------------------------------------------------
None
--------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 26/05/2016
--------------------- ----------------
Contact name: Harshini Gopa
--------------------- ----------------
Telephone number: +44207 996 3410
--------------------- ----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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