GoldmanSachs International Form 8.5 (EPT/RI) - Amendment (9328R)
02 July 2015 - 4:00PM
UK Regulatory
TIDMRDSA
RNS Number : 9328R
GoldmanSachs International
01 July 2015
Amendment - due to the amendment of Derivative transactions, the
disclosure made on 29 May for dealings on 28 May has been updated.
Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal (GS) GOLDMAN SACHS
trader: INTERNATIONAL
-------------------------------- -------------------
(b) Name of offeror/offeree ROYAL DUTCH SHELL
in relation to whose relevant PLC
securities this form relates:
Use a separate form for
each offeror/offeree
-------------------------------- -------------------
(c) Name of the party to BG GROUP PLC
the offer with which exempt
principal trader is connected:
-------------------------------- -------------------
(d) Date dealing undertaken: 28 May 2015
-------------------------------- -------------------
(e) In addition to the company YES - disclosed
in 1(b) above, is the exempt previously for
principal trader making BG GROUP PLC
disclosures in respect of
any other party to the offer?
If it is a cash offer or
possible cash offer, state
"N/A"
-------------------------------- -------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
------------ ----------- --------------- -------------------- --------------------
EUR 0.07 Purchases 406,118 27.6500 27.3200
A ordinary EUR EUR
238,400 19.6450 19.4600
GBP GBP
------------ ----------- --------------- -------------------- --------------------
EUR 0.07 Sales 419,479 27.5950 27.3350
A ordinary EUR EUR
293,707 19.6700 19.4300
GBP GBP
------------ ----------- --------------- -------------------- --------------------
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
------------ ----------- --------------- -------------------- --------------------
EUR 0.07 Purchases 127,773 19.8800 19.6500
B ordinary GBP GBP
------------ ----------- --------------- -------------------- --------------------
EUR 0.07 Sales 586,644 19.9400 19.6550
B ordinary GBP GBP
------------ ----------- --------------- -------------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 CFD Opening a short 1,208 19.5400
A ordinary position GBP
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 3,235 19.5400
A ordinary long position GBP
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 CFD Opening a long 18,000 19.5712
A ordinary position GBP
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 CFD Opening a short 13,325 19.5793
A ordinary position GBP
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 Opening a short 27.4182
A ordinary CFD position 1,192 EUR
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 Increasing 27.4239
A ordinary CFD a long position 41,538 EUR
------------- -------------- -------------------------------- -------------- ----------
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Opening a long 1,744 19.7601
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Opening a long 2,372 19.7601
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Opening a long 1,315 19.7601
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 137 19.7607
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 143 19.7608
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Opening a short 4,358 19.7736
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 18,018 19.8093
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Increasing 67 19.8168
B ordinary a long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Increasing 41 19.8168
B ordinary a long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 11,705 19.8174
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 1,383 19.8174
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 41 19.8176
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 8,587 19.7352
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 17,366 19.7352
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 1,537 19.7352
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 17,050 19.7352
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 75,718 19.7441
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 14,598 19.7589
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 2,612 19.7589
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 28,985 19.7589
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 29,523 19.7589
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 25,762 19.8318
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 52,098 19.8318
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 4,610 19.8318
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a long 51,150 19.8318
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying etc. option unit European received
option relates etc. per
unit
----------- -------------- --------------- --------------- --------- ----------- ----------- ----------
Call 22.8837 4.9500
Warrant Warrant Purchasing 1,000 EUR AMERICAN 31/12/2030 EUR
----------- -------------- --------------- --------------- --------- ----------- ----------- ----------
(ii) Exercise
Class of Product Exercising Number Exercise
relevant description / exercised of securities price per
security e.g. call against unit
option
---------- ------------- ------------- --------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
---------- -------------------- -------- -------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there are no such
agreements, arrangements or understandings,
state "none"
---------------------------------------------------
NONE
---------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition
or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------
NONE
---------------------------------------------------
Date of disclosure: 01 July 2015
--------------------- -------------------------
Contact name: Aadithya Rao and Yiannis
Bardis
--------------------- -------------------------
+44(20) 7051 9046 /
Telephone number: +44(20) 7774 7107
--------------------- -------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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