Morgan Stanley & Co. LLC Form 8.5 (EPT/RI) Royal Dutch Shell Plc (2836U)
28 July 2015 - 7:48PM
UK Regulatory
TIDMBG. TIDMRDSA
RNS Number : 2836U
Morgan Stanley & Co. LLC
28 July 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. LLC
------------------------------------------------------------------------------------------- -------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell Plc
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------------- -------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: BG Group Plc
------------------------------------------------------------------------------------------- -------------------------
(d) Date dealing undertaken: 27 JULY 2015
------------------------------------------------------------------------------------------- -------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect Yes
of any other party to this offer?
------------------------------------------------------------------------------------------- -------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
------------- ----------------- --------------- -------------------- ---------------
A ADSs PURCHASES 1,145,886 54.4300 53.7600
USD USD
------------- ----------------- --------------- -------------------- ---------------
A ADSs SALES 1,145,885 54.4300 53.7550
USD USD
------------- ----------------- --------------- -------------------- ---------------
B ADSs PURCHASES 208,206 55.1000 54.5400
USD USD
------------- ----------------- --------------- -------------------- ---------------
B ADSs SALES 226,506 55.1000 54.5150
USD USD
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 24.5151 24.3700
A ordinary PURCHASES 23,680 EUR EUR
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 24.5150 24.3750
A ordinary SALES 23,680 EUR EUR
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 PURCHASES 930 17.4550 17.4016
A ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 SALES 930 17.4538 17.3150
A ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 PURCHASES 21,304 17.7456 17.7456
B ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 SALES 21,304 17.6572 17.6572
B ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
---------- ------------- ------------------------------- ------------ ----------
N/A N/A N/A N/A N/A
---------- ------------- ------------------------------- ------------ ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.6000
A ADSs CALL PURCHASE 100 60.0000 A 15/01/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.2000
A ADSs CALL PURCHASE 1,000 55.0000 A 20/01/2017 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.2000
A ADSs CALL PURCHASE 1,000 55.0000 A 20/01/2017 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.3000
A ADSs CALL PURCHASE 1,000 55.0000 A 20/01/2017 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.3000
A ADSs CALL SALE 100 57.5000 A 21/08/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.3000
A ADSs CALL SALE 3,100 57.5000 A 21/08/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.1000
A ADSs PUT SALE 400 55.0000 A 16/10/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
4.0000
A ADSs PUT SALE 100 55.0000 A 16/10/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
28.1000
A ADSs PUT SALE 100 80.0000 A 15/01/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.2500
A ADSs CALL PURCHASE 100 60.0000 A 16/10/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 2,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 8,500 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 3,300 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 3,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 7,100 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 600 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 800 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 9,100 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 2,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 100 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 2,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 2,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 2,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 2,100 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 7,900 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 2,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 2,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 1,300 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 12,900 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 600 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 8,800 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 3,100 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 8,600 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 7,400 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 1,300 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 100 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 1,800 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 1,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 15,300 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 15,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 100 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT PURCHASE 7,200 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
163.0000
A ADSs PUT PURCHASE 26,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
163.0000
A ADSs PUT PURCHASE 56,200 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
163.0000
A ADSs PUT PURCHASE 3,500 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
163.0000
A ADSs PUT PURCHASE 55,300 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.2000
A ADSs CALL SALE 100 65.0000 A 16/10/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT SALE 8,800 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT SALE 7,400 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT SALE 7,100 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.6000
A ADSs PUT SALE 7,200 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
163.0000
A ADSs PUT SALE 56,200 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
163.0000
A ADSs PUT SALE 26,000 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
163.0000
A ADSs PUT SALE 3,500 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
163.0000
A ADSs PUT SALE 55,300 52.5000 A 18/09/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
(ii) Exercise
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 28 JULY 2015
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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