Wellington Mnt. Grp Form 8.3 - Royal Dutch Shell plc
07 October 2015 - 1:06AM
UK Regulatory
TIDMRSDA
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Wellington Management Group LLP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell plc
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 05 October 2015
For an opening position disclosure, state the latest practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES
If it is a cash offer or possible cash offer, state "N/A" BG Group plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: A Shares (GB00B03MLX29) - 3,670,076
Depository Receipts (US7802592060) - 9,053,182 (representing 18,106,364 shares on a converted basis)
Interests Short Positions
Number % Number %
(1) Relevant securities owned and/or controlled: 21,776,440 0.55 % 14,948 0.00 %
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/DEALING:
Total 21,776,440 * 0.55 % 14,948 0.00 %
*Wellington Management Group LLP does not have discretion regarding voting decisions in respect of 17,188,491 shares that are included in the total above.
Class of relevant security: B Shares (GB00B03MM408) - 6,480,990
Depository Receipts (US7802591070) - 26,668 (representing 53,336 shares on a converted basis)
Interests Short Positions
Number % Number %
(1) Relevant securities owned and/or controlled: 6,534,326 0.27 % 518 0.00 %
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/DEALING: 4,276 0.00 %
Total 6,538,602 * 0.27 % 518 0.00 %
*Wellington Management Group LLP does not have discretion regarding voting decisions in respect of 3,175,330 shares that are included in the total above.
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/DEALING Number of securities Price per unit
A Shares (GB00B03MLX29) Purchase 10,979 16.4537 GBP
Depository Receipts (US7802592060) Sale 2,276 Depository Receipts (representing 4,552 shares on a converted basis) 51.6500 USD
B Shares (GB00B03MM408) Purchase 86,350 17.0600 GBP
Depository Receipts (US7802591070) Sale 432 Depository Receipts (representing 864 shares on a converted basis) 52.0200 USD
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product descriptione.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details
of any
indemnity
or
option
arrangement,
or
any
agreement
or
understanding,
formal
or
informal,
relating
to
relevant
securities
which may
be an
inducement
to deal
or refrain
from
dealing
entered
into
by
the person
making the
disclosure
and any
party to
the
offer or
any person
acting in
concert
with
a party
to the
offer:
Irrevocable
commitments
and
letters
of intent
should
not be
included.
If there
are
no
such
agreements,
arrangements
or
understandings,
state
"none"
None
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