Morgan Stanley & Co. LLC Form 8.5 (EPT/RI)Replacement Royal Dutch Shell Plc (1472C)
14 October 2015 - 1:25AM
UK Regulatory
TIDMBG. TIDMRDSA
RNS Number : 1472C
Morgan Stanley & Co. LLC
13 October 2015
AMENDMENT(Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. LLC
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell Plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: BG Group Plc
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(d) Date dealing undertaken: 07 OCTOBER 2015
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect Yes
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
------------- ----------------- --------------- -------------------- ---------------
A ADSs PURCHASES 997,366 55.4800 54.5100
USD USD
------------- ----------------- --------------- -------------------- ---------------
A ADSs SALES 998,768 55.4800 54.5200
USD USD
------------- ----------------- --------------- -------------------- ---------------
B ADSs PURCHASES 317,362 56.2000 55.3500
USD USD
------------- ----------------- --------------- -------------------- ---------------
B ADSs SALES 317,362 56.2000 55.3500
USD USD
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 24.7050 24.1116
A ordinary PURCHASES 29,615 EUR EUR
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 24.7050 24.1115
A ordinary SALES 29,615 EUR EUR
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 PURCHASES 8,732 18.1201 17.8600
A ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 SALES 8,732 18.0591 17.8550
A ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 PURCHASES 46,969 18.3312 17.9041
B ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
EUR 0.07 SALES 46,969 18.2944 17.8150
B ordinary GBP GBP
------------- ----------------- --------------- -------------------- ---------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
---------- ------------- ------------------------------- ------------ ----------
N/A N/A N/A N/A N/A
---------- ------------- ------------------------------- ------------ ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.4500
A ADSs PUT PURCHASE 1,300 45.0000 A 15/01/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.6500
A ADSs CALL PURCHASE 100 57.5000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.1000
A ADSs PUT PURCHASE 200 52.5000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.8500
A ADSs CALL PURCHASE 1,000 55.0000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.9500
A ADSs PUT SALE 500 55.0000 A 16/10/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.1000
A ADSs PUT SALE 100 55.0000 A 16/10/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
1.1000
A ADSs PUT SALE 200 55.0000 A 16/10/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.0500
A ADSs CALL SALE 1,100 55.0000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
2.0500
A ADSs CALL SALE 1,400 55.0000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
3.4600
A ADSs CALL SALE 800 52.5000 A 20/11/2015 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.3500
A ADSs CALL PURCHASE 600 62.5000 A 15/01/2016 USD
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
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