Shanta Gold Limited Holding(s) in Company (6615J)
06 December 2018 - 8:13PM
UK Regulatory
TIDMSHG
RNS Number : 6615J
Shanta Gold Limited
06 December 2018
For filings with the FCA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying SHANTA GOLD LTD
issuer
of existing shares to which voting rights
are
attached: (ii)
----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights ü
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
----------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
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Other (please
specify):
------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject SUSTAINABLE CAPITAL LTD
to the
notification obligation: (iii)
----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------
5. Date of the transaction and date 5 DECEMBER 2018
on
which the threshold is crossed
or
reached: (v)
----------------------------------------
6. Date on which issuer notified: 6 DECEMBER 2018
----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 9%
----------------------------------------
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible
using
the ISIN CODE
----------------------------------- ------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- ------------------- ----------- ---------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
---- -------- ----- ------ ---- ----------- ----------- --------- ---------------- -----------
GB00B0CGR828 61068150 7.84% 73428150 9.43% 9.43%
-------------- ------------------- ----------- ----------- --------- ---------------- -----------
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------- ----------------------------- ------------------------------ -----------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument (xix, xx)
instrument (xvii) period refers to
(xviii)
---------------- ------------- ------------- ------------------------------- ------------------------
Nominal Delta
---------------- ------------- ------------- ------------------------------- ------------- ---------
Total (A+B+C)
Number of voting rights Percentage of voting rights
---------------------------------------------------------
73,428,150 9.43%
---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
HSBC FUND SERVICES CLIENTS A/C 006
HSBC BANK PLC
Proxy Voting:
10. Name of the proxy holder:
---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
---------------------------
13. Additional information:
14. Contact name: MAHARISHI RAMKORUN
--------------------------------------
15. Contact telephone number: +23052506221
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END
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