ChallengerX Plc TR-1: Standard form for notification of major holdings
14 November 2023 - 11:04PM
UK Regulatory
TIDMCXS
TR-1: Standard form for notification of major holdings
[][][][][][][]
NOTIFICATION OF
MAJOR HOLDINGS
(to
be sent to the
relevant issuer
and
to the FCA in
Microsoft Word
format
if possible) [i]
1a. Identity of ChallengerX plc
the issuer or the
underlying issuer
of existing
shares
to which voting
rights are
attached
[ii]:
1b. Please
indicate if the
issuer is
a non-UK issuer
(please mark
with
an "X" if
appropriate)
Non-UK issuer
2. Reason for the
notification
(please mark the
appropriate box
or
boxes with an
"X")
An acquisition or X
disposal of
voting
rights
An acquisition or
disposal of
financial
instruments
An event changing
the breakdown of
voting rights
Other (please
specify) [iii]:
3. Details of
person subject to
the
notification
obligation [iv]
Name Tunch Kashif
City and country London, UK
of registered
office (if
applicable)
4. Full name of
shareholder(s)
(if
different from
3.) [v]
Name
City and country
of registered
office (if
applicable)
5. Date on which 8 November 2023
the threshold was
crossed or
reached [vi]:
6. Date on which 13 November 2023
issuer notified
(DD/MM/YYYY):
7. Total
positions of
person(s)
subject to the
notification
obligation
% of voting % of voting Total of both Total
rights rights in % (8.A + number of
attached to through 8.B) voting
shares financial rights
(total instruments held in
of 8. A) (total of issuer
8.B 1 + 8.B (8.A +
2) 8.B) [vii]
Resulting 17.89% 0.0% 17.89% 75,717,430
situation on the
date on
which threshold
was crossed or
reached
Position of 21.57% 0.0% 21.57%
previous
notification
(if applicable)
[][][][][][][]
8. Notified details
of the resulting
situation on the
date on which the
threshold was
crossed or reached
[viii]
A: Voting rights
attached to shares
Class/type of Number of voting % of voting rights
sharesISIN code (if rights [ix]
possible)
Direct(DTR5.1) Indirect (DTR5.2.1) Direct(DTR5.1) Indirect(DTR5.2.1)
OrdinaryGB00BMD0WG01 40,000,000 35,717,430 9.45%
8.44%
SUBTOTAL 8. A 75,717,430
17.89%
B 1: Financial
Instruments
according to
DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of
% of
instrument date [x] Conversion voting
voting
Period rights
rights
[xi] that may
be
acquired
if the
instrument
is
exercised/c
onverted.
SUBTOTAL
8. B 1
B 2: Financial
Instruments with
similar economic
effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical or
Number of voting rights % of
instrument date [x] Conversion cash
voting
Period Settlement
rights
[xi] [xii]
SUBTOTAL 8.B.2
[][][][]
9. Information in
relation to the
person subject to
the notification
obligation (please
mark the
applicable box
with an "X")
Person subject to
the notification
obligation is not
controlled by any
natural person or
legal entity and
does not control
any other
undertaking(s)
holding directly
or indirectly an
interest in the
(underlying)
issuer [xiii]
Full chain of
controlled
undertakings
through which the
voting rights
and/or the
financial
instruments are
effectively held
starting with the
ultimate
controlling
natural person or
legal entity
(please add
additional rows as
necessary) [xiv]
Name [xv] % of voting rights if it equals or is % of voting Total of
higher than the notifiable threshold rights both if it
through equals or
financial is higher
instruments than the
if it notifiable
equals or threshold
is higher
than the
notifiable
threshold
Tunch Kashif 9.45% 9.45%
(Direct)
Tunch Kashif 8.44% 8.44%
(Indirect)
Tik Tok 1.43% 1.43%
Technologies Ltd
(chain 1)
Flash Corp 2.89% 2.89%
Technologies Ltd
(chain 2)
10. In case of
proxy voting,
please identify:
Name of the proxy
holder
The number and %
of voting rights
held
The date until
which the voting
rights will be
held
11. Additional
information [xvi]
Place of completion UK
Date of completion 14 November 2023
TR-1: Standard form for notification of major holdings
[][][][][][][]
NOTIFICATION OF
MAJOR HOLDINGS
(to
be sent to the
relevant issuer
and
to the FCA in
Microsoft Word
format
if possible) [i]
1a. Identity of ChallengerX plc
the issuer or the
underlying issuer
of existing
shares
to which voting
rights are
attached
[ii]:
1b. Please
indicate if the
issuer is
a non-UK issuer
(please mark
with
an "X" if
appropriate)
Non-UK issuer
2. Reason for the
notification
(please mark the
appropriate box
or
boxes with an
"X")
An acquisition or X
disposal of
voting
rights
An acquisition or
disposal of
financial
instruments
An event changing
the breakdown of
voting rights
Other (please
specify) [iii]:
3. Details of
person subject to
the
notification
obligation [iv]
Name Flash Corp Technologies
Ltd
City and country London, UK
of registered
office (if
applicable)
4. Full name of
shareholder(s)
(if
different from
3.) [v]
Name
City and country
of registered
office (if
applicable)
5. Date on which 8 November 2023
the threshold was
crossed or
reached [vi]:
6. Date on which 13 November 2023
issuer notified
(DD/MM/YYYY):
7. Total
positions of
person(s)
subject to the
notification
obligation
% of voting % of voting Total of both Total number of
rights rights in % (8.A + voting rights
attached to through 8.B) held in issuer
shares financial (8.A + 8.B)
(total instruments [vii]
of 8. A) (total of
8.B 1 + 8.B
2)
Resulting 6.82% 0.0% 6.82% 28,899,400
situation on the
date on
which threshold
was crossed or
reached
Position of 18.9% 0.0% 18.9% 80,000,000
previous
notification
(if applicable)
[][][][][][][]
8. Notified details
of the resulting
situation on the
date on which the
threshold was
crossed or reached
[viii]
A: Voting rights
attached to shares
Class/type of Number of voting % of voting rights
sharesISIN code (if rights [ix]
possible)
Direct(DTR5.1) Indirect (DTR5.2.1) Direct(DTR5.1) Indirect(DTR5.2.1)
OrdinaryGB00BMD0WG01 28,899,400 0% 6.82%
0%
SUBTOTAL 8. A 28,899,400
6.82%
B 1: Financial
Instruments
according to
DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of
% of
instrument date [x] Conversion voting
voting
Period rights
rights
[xi] that may
be
acquired
if the
instrument
is
exercised/c
onverted.
SUBTOTAL
8. B 1
B 2: Financial
Instruments with
similar economic
effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical or
Number of voting rights % of
instrument date [x] Conversion cash
voting
Period Settlement
rights
[xi] [xii]
SUBTOTAL 8.B.2
[][][][]
9. Information in
relation to the
person subject to
the notification
obligation (please
mark the
applicable box
with an "X")
Person subject to
the notification
obligation is not
controlled by any
natural person or
legal entity and
does not control
any other
undertaking(s)
holding directly
or indirectly an
interest in the
(underlying)
issuer [xiii]
Full chain of
controlled
undertakings
through which the
voting rights
and/or the
financial
instruments are
effectively held
starting with the
ultimate
controlling
natural person or
legal entity
(please add
additional rows as
necessary) [xiv]
Name [xv] % of voting rights if it equals or is % of voting Total of
higher than the notifiable threshold rights both if it
through equals or
financial is higher
instruments than the
if it notifiable
equals or threshold
is higher
than the
notifiable
threshold
Flash Corp 6.82% 0% 6.82%
Technologies Ltd
(direct)
10. In case of
proxy voting,
please identify:
Name of the proxy
holder
The number and %
of voting rights
held
The date until
which the voting
rights will be
held
11. Additional
information [xvi]
Place of completion UK
Date of completion 14 November 2023
This information was brought to you by Cision http://news.cision.com
END
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