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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________

FORM 8-K
____________________

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 12, 2024
____________________

AlTi Global, Inc.
(Exact name of registrant as specified in its charter)
___________________
Delaware
001-40103
92-1552220
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
520 Madison Avenue, 26th Floor New York, New York
10022
(Address of principal executive offices)
(Zip Code)
(212) 396-5900
(Registrant’s telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)
___________________

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange
on which registered
Class A common stock, par value $0.0001 per share
ALTI
Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

________________________________________________________________________________



Item 8.01     Other Events.


On June 12, 2024, Michael Tiedemann, the Chief Executive Officer of AlTi Global, Inc. (the “Company”), sent an email message to employees of the Company and other shareholders to encourage shareholders who hold shares of the Company’s common stock as of the close of business on May 1, 2024, to vote their shares in connection with the 2024 annual meeting of stockholders of the Company to be held on June 26, 2024. A copy of the email to shareholders is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

Additional Information and Where to Find It

The Company filed a definitive proxy statement on Schedule 14A with the SEC on May 10, 2024, in connection with the Company’s solicitation of proxies for use at the 2024 annual meeting of stockholders of the Company (“stockholders”). The definitive proxy statement for the 2024 annual meeting of stockholders (the “proxy statement”) was mailed to the stockholders of record as of May 1, 2024. Before making any voting decision, stockholders are urged to read the proxy statement and other relevant materials. The proxy statement and any other documents filed by the Company with the SEC, may be obtained free of charge at the SEC’s website at www.sec.gov. In addition, stockholders may obtain free copies of the documents filed with the SEC from https://ir.alti-global.com/financial-information/sec-filings.

The Company and its executive officers and directors may be deemed to be participants in the solicitation of proxies in connection with certain investment transactions as described in the proxy statement. Information about those executive officers and directors of the Company and their ownership of the Company’s common stock and other equity securities is set forth in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2023, which was filed with the SEC on March 22, 2024, and amended by the Form 10-K/A filed with the SEC on April 5, 2024. Stockholders may obtain additional information regarding the direct and indirect interests of the Company and its executive officers and directors in such investment transactions by reading the proxy statement and other relevant materials.




Item 9.01     Financial Statements and Exhibits.

(d) Exhibits

Exhibit No. Description
99.1
104Cover Page Interactive Data File (embedded within the Inline XBRL Document)



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 12, 2024ALTI GLOBAL, INC.
/s/ Stephen Yarad
Name: Stephen Yarad
Title: Chief Financial Officer



June 12, 2024 Dear Stockholders of AlTi Global, Inc., You have previously received proxy materials in connection with the 2024 Annual Meeting of Stockholders of AlTi Global, Inc. to be held on June 26, 2024, at 10:00 AM, ET. The Proxy Statement and any other materials may be obtained free of charge at the SEC’s website at www.sec.gov and our website at https://ir.alti-global.com/financial-information/sec- filings. The Board of Directors of AlTi Global, Inc. recommends that stockholders vote FOR all of the proposals presented at our Annual Meeting. Your participation is important — please vote today! Your vote is important, regardless of the number of shares you own. Voting is simple and can be done using any of the following methods: VOTE BY INTERNET: Go to www.ProxyVote.com and follow the instructions on the website using your control number located on your proxy card OR scan the QR barcode found on your proxy card. VOTE BY TELEPHONE: You can cast your vote by calling 1-800-690-6903. VOTE BY MAIL: You can cast your vote by signing, dating, and mailing your proxy card in the postage-prepaid return envelope provided. If you have any questions or need help finding your control number, please contact a member of the legal team. Thank you in advance for your support. Sincerely, Michael Tiedemann If you have recently voted, please accept our thanks and disregard this request.

 
v3.24.1.1.u2
Cover
Jun. 12, 2024
Cover [Abstract]  
Entity Registrant Name AlTi Global, Inc.
Document Type 8-K
Document Period End Date Jun. 12, 2024
Entity Incorporation, State or Country Code DE
Entity File Number 001-40103
Entity Tax Identification Number 92-1552220
Entity Address, Address Line One 520 Madison Avenue, 26th Floor
Entity Address, City or Town New York
Entity Address, State or Province NY
Entity Address, Postal Zip Code 10022
Local Phone Number 396-5900
City Area Code (212)
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Class A common stock, par value $0.0001 per share
Trading Symbol ALTI
Security Exchange Name NASDAQ
Entity Emerging Growth Company true
Entity Ex Transition Period false
Entity Central Index Key 0001838615
Amendment Flag false
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