false 0000783412 0000783412 2020-08-31 2020-08-31
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported): August 31, 2020
 
DAILY JOURNAL CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
 
South Carolina
(State or Other Jurisdiction of Incorporation)
 
0-14665
95-4133299
(Commission File Number)
(IRS Employer Identification No.)
   
915 E. First Street
Los Angeles, California
 
90012
(Address of Principal Executive Offices)
(Zip Code)
 
(213) 229-5300
(Registrant’s Telephone Number, Including Area Code)
 
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
 
☐ Pre -commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
 
☐ Pre -commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $.01 per share
DJCO
The NASDAQ Stock Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
 
 
(b)
On August 31, 2020, J.P. Guerin, after 50 years of effective service, notified the Board of Directors of the Daily Journal Corporation and Journal Technologies, Inc. (the “Board”), that he would resign as a member of the Board, effective September 1, 2020, including any committees of the Board on which he serves. Mr. Guerin’s resignation is not due to any disagreement with the Company, its management or the Board on any matter relating to its operations, policies or practices.
 
 
[SIGNATURE PAGE FOLLOWS]
 
 
 
 
SIGNATURES
 
 Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
DAILY JOURNAL CORPORATION
 
 
By: /s/ Gerald L. Salzman                                     
Gerald L. Salzman
Chief Executive Officer
President
Chief Financial Officer
Treasurer
 
 
Dated: September 4, 2020
 
 
Daily Journal (NASDAQ:DJCO)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more Daily Journal Charts.
Daily Journal (NASDAQ:DJCO)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more Daily Journal Charts.