Esmark Inc - Amended Statement of Ownership: Solicitation (SC 14D9/A)
26 June 2008 - 7:17AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 3
to
SCHEDULE 14D-9
Solicitation/Recommendation Statement Under
Section 14(d)(4) of the Securities Exchange Act of 1934
Esmark Incorporated
(Name of Subject Company)
Esmark Incorporated
(Name of Person Filing Statement)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
296475106
(CUSIP
Number of Class of Securities)
James P. Bouchard
Chairman and Chief Executive Officer
1134 Market Street
Wheeling, WV 26003
(304) 234-2400
(Name, address and telephone number of person authorized to receive notices and
communications on behalf of person filing statement)
With a copy to:
Scott E. Westwood, Esq.
McGuireWoods LLP
625 Liberty Avenue, 23
rd
Fl.
Pittsburgh, Pennsylvania
(412) 667-6000
¨
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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This Amendment No. 3 (this
Amendment
) amends and supplements Items 4 and 9 of the
Solicitation/Recommendation Statement on Schedule 14D-9 filed with the Securities and Exchange Commission (the
SEC
) on June 12, 2008, as amended, (the
Schedule 14D-9
), by Esmark Incorporated, a Delaware
corporation (
Esmark
or the
Company
), relating to the tender offer (the
Severstal Offer
) made by OAO Severstal, a Russian joint stock company (
Severstal
) on behalf of its
indirect, wholly-owned subsidiary to be formed before the expiration of the Severstal Offer under the laws of the State of Delaware (
Purchaser
), disclosed in a Tender Offer Statement on Schedule TO filed with the SEC on
May 30, 2008 (as the same may be amended from time to time, the
Schedule TO
), to purchase for cash all of the issued and outstanding shares of common stock of the Company, $0.01 par value per share (the
Shares
), at a price of $17.00 per Share in cash, without any interest thereon and less any required withholding taxes, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated
May 30, 2008 (the
Offer to Purchase
), and the related Letter of Transmittal (the
Letter of Transmittal
and, together with the Offer to Purchase and, in each case, any amendments and supplements
thereto, the
Severstal Offer
). Copies of the Offer to Purchase and the Letter of Transmittal are attached to the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.
Except as otherwise set forth below, the information set forth in the Schedule 14D-9 remains unchanged and is incorporated by reference as relevant
to the items in this Amendment. Capitalized terms used but not otherwise defined herein have the respective meanings ascribed to such terms in the Schedule 14D-9.
Item 4. The Solicitation or Recommendation.
Item 4 of the Schedule 14D-9 is
hereby amended and supplemented by adding the following paragraph at the end of the subsection (b) Background of the Recommendation:
On June 25, 2008, the Company announced that it had entered into a definitive merger agreement with Severstal . A copy of the press release making this announcement is filed as Exhibit (a)(2)(E) hereto and is incorporated by
reference.
Item 9. Exhibits.
Item 9 of the Schedule 14D-9 hereby is amended and supplemented by adding the following exhibits:
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Exhibit
No.
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Description
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(a)(2)(E)
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Press release issued by Esmark, dated June 25, 2008.
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 3 to Schedule 14D-9 is true, complete and correct.
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ESMARK INCORPORATED
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By:
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/s/ James P. Bouchard
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Name:
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James P. Bouchard
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Title:
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Chairman, Chief Executive Officer and Director
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Dated: June 25, 2008
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