Current Report Filing (8-k)
21 October 2022 - 11:39PM
Edgar (US Regulatory)
0001070296
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0001070296
2022-10-17
2022-10-17
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iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
October 17, 2022
First Capital, Inc.
(Exact Name of Registrant as Specified in its
Charter)
Indiana |
|
0-25023 |
|
35-2056949 |
(State
or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification No.) |
220 Federal Drive N.W., Corydon, Indiana 47112
(Address of Principal Executive Offices) (Zip
Code)
(812)
738-2198
(Registrant’s Telephone Number, Including
Area Code)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common
Stock, par value $0.01 per share |
|
FCAP |
|
The
NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ¨
Item 8.01 Other Events
On October 17, 2022,
the Board updated its previously adopted succession plan regarding the Chief Executive Officer and President positions. Pursuant to the
updates to the succession plan, Michael C. Frederick will transition into the role of President and Chief Executive Officer of First Harrison
Bank on April 1, 2023, and then into the role of President and Chief Executive Officer of First Capital, Inc. on July 1,
2023. William W. Harrod will continue to serve in the role of Chief Executive Officer and President of First Harrison Bank and First Capital, Inc.
until his retirement.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
FIRST CAPITAL, INC. |
|
|
|
Date: October 21, 2022 |
By: |
/s/ William W. Harrod |
|
|
William W. Harrod
President and Chief Executive Officer |
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