Page 7 of 10 Pages
Item 1(a)
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Name of Issuer:
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Hawthorn Bancshares, Inc. (the Issuer)
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1(b)
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Address of the Issuers Principal Executive Offices:
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132 East High Street, Box 688, Jefferson City, Missouri, 65102
Item 2(a)
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Name of Person Filing:
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This Schedule 13G is being jointly filed by each of the following persons pursuant to
Rule 13d-1(k)(1) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Act: (i) Endeavour Regional Bank Opportunities Fund II L.P. (Endeavour
Regional Fund), (ii) Endeavour Capital Advisors Inc. (Endeavour), (iii) Laurence M. Austin, (iv) Mitchell J. Katz and (v) Jonah Marcus.
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2(b)
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Principal Business Address or, if none, Residence:
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Endeavour Capital Advisors Inc.
410 Greenwich Avenue
Greenwich, CT 06830
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2(c)
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Citizenship of Person Filing:
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Endeavour Regional Fund is a Delaware limited partnership, Endeavour is a Delaware corporation and Messrs. Austin, Katz and Marcus are
citizens of the United States of America.
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2(d)
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Title of Class of Securities:
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Common Stock, par value $1.00 per share
420476103
Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a
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(a) ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) ☒ An investment adviser in accordance
with §240.13d-1(b)(1)(ii)(E);
(f) ☐ An employee benefit plan or
endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g) ☒ A parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G);
(h) ☐ A savings association as defined
in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);