Current Report Filing (8-k)
01 April 2020 - 7:03AM
Edgar (US Regulatory)
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8-K
2020-03-31
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¨
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2020-03-30
2020-03-31
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2020-03-31
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): March 31, 2020
(Commission
File Number)
|
(Exact Name
of Registrant as Specified in Its Charter)
(Address of Principal Executive Offices) (Zip Code)
(Telephone Number)
|
(State
or Other Jurisdiction of Incorporation or Organization)
|
(IRS Employer
Identification No.)
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1-9516
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ICAHN ENTERPRISES L.P.
16690 Collins Avenue, Penthouse Suite
Sunny Isles Beach, FL 33160
(305) 422-4000
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Delaware
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13-3398766
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|
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333-118021-01
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ICAHN ENTERPRISES HOLDINGS L.P.
16690 Collins Avenue, Penthouse Suite
Sunny Isles Beach, FL 33160
(305) 422-4000
|
Delaware
|
13-3398767
|
(Former Name or Former
Address, if Changed Since Last Report)
N/A
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title
of Each Class
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Trading
Symbol(s)
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Name
of Each Exchange on Which Registered
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Depositary Units of Icahn Enterprises L.P. Representing Limited
Partner Interests
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IEP
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NASDAQ
Global Select Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or
Rule 12b-2 of the Securities Exchange Act of 1934. Emerging Growth Company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Co-Registrant CIK
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0001034563
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Co-Registrant Amendment Flag
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false
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Co-Registrant Form Type
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8-K
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Co-Registrant DocumentPeriodEndDate
|
2020-03-31
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Co-Registrant Written Communications
|
false
|
Co-Registrant Solicitating Materials
|
false
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Co-Registrant PreCommencement Tender Offer
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false
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Emerging Growth Company
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¨
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Co-Registrant PreCommencement Issuer Tender Offer
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false
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Former Address
Item 5.02 Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As previously disclosed, our Chief Accounting Officer, Peter
Reck, has informed us that his employment with Icahn Enterprises L.P. and Icahn Enterprises Holdings L.P. (together, the “Company”)
will end on or before March 31, 2020. Effective March 31, 2020, Peter Reck’s employment with the Company ended. Ted Papapostolou,
our Director of Accounting, replaced Peter Reck as our Chief Accounting Officer effective March 31, 2020.
Ted Papapostolou, age 39, has served as the Director of Accounting
of the Company since January 2013. Mr. Papapostolou served in various progressive accounting positions at the Company since March
2007, including as accounting manager from January 2011 to January 2013 and as senior accountant from March 2007 to January 2011.
Previously, Mr. Papapostolou worked at Grant Thornton LLP in their audit practice. Mr. Papapostolou received his M.B.A from The
Peter J. Tobin College of Business at Saint John’s University and his B.B.A from Frank G. Zarb School of Business at Hofstra
University.
There are no arrangements or understandings between Mr. Papapostolou
and any other persons pursuant to which he was selected as Chief Accounting Officer and he has no direct or indirect material
interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ICAHN ENTERPRISES L.P.
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(Registrant)
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By:
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Icahn Enterprises G.P. Inc.,
its general partner
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By:
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/s/ SungHwan Cho
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SungHwan Cho
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Chief Financial Officer
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Date: March 31, 2020
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ICAHN ENTERPRISES HOLDINGS L.P.
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(Registrant)
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By:
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Icahn Enterprises G.P. Inc.,
its general partner
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By:
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/s/ SungHwan Cho
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SungHwan Cho
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Chief Financial Officer
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Date: March 31, 2020
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