Current Report Filing (8-k)
27 December 2019 - 8:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: December 20, 2019
(Date of earliest event reported)
PEOPLES FINANCIAL SERVICES CORP.
(Exact
name of registrant as specified in its charter)
001-36388
(Commission File Number)
PA
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23-2391852
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(State or other jurisdiction of incorporation)
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(IRS Employer of Identification No.)
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150 North Washington Avenue, Scranton,
Pennsylvania 18503-1848
(Address of principal executive offices)
(Zip Code)
(570) 346-7741
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
¨ Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock, $2.00 par value
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PFIS
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The Nasdaq Stock Market
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
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The information set forth in Item 8.01 below
regarding Neal D. Koplin, a named executive officer of Peoples Financial Services Corp. (the “Company”), is incorporated
by reference in this Item 5.02.
On December 20, 2019, the boards of directors
of the Company and its subsidiary, Peoples Security Bank and Trust Company (the “Bank”), approved promotions for certain
members of the Bank’s senior management.
Neal D. Koplin was promoted from Executive
Vice President and Lehigh Valley Division President to Senior Executive Vice President and Chief Banking Officer, effective December
20, 2019.
Timothy H. Kirtley will be promoted from
Executive Vice President and Chief Credit Officer to Executive Vice President and Chief Risk Officer, effective April 1, 2020.
Susan L. Hubble was promoted from Senior
Vice President, Senior Information Technology Officer to Executive Vice President, Chief Information Officer, effective December
20, 2019.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PEOPLES FINANCIAL SERVICES
CORP.
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By:
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/s/
Craig W. Best
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Craig W. Best
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President and Chief Executive Officer
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(Principal Executive Officer)
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Date: December 20, 2019
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