Statement of Changes in Beneficial Ownership (4)
29 April 2017 - 7:11AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KEMPER J MARINER
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2. Issuer Name
and
Ticker or Trading Symbol
UMB FINANCIAL CORP
[
UMBF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman and CEO
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(Last)
(First)
(Middle)
1010 GRAND BLVD.
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/27/2017
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(Street)
KANSAS CITY, MO 64106
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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4/27/2017
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S
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78
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D
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$75.29
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194714.5089
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D
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Common Stock
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4/27/2017
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S
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156
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D
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$75.30
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194558.5089
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D
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Common Stock
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4/27/2017
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S
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93.6
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D
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$75.31
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194464.9089
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D
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Common Stock
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4/27/2017
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S
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78
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D
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$75.32
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194386.9089
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D
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Common Stock
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4/27/2017
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S
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94.38
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D
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$75.33
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194292.5289
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D
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Common Stock
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4/27/2017
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S
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355.68
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D
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$75.34
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193936.8489
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D
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Common Stock
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4/27/2017
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S
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972.66
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D
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$75.35
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192964.1889
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D
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Common Stock
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4/27/2017
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S
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312
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D
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$75.36
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192652.1889
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D
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Common Stock
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4/27/2017
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S
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344.76
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D
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$75.37
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192307.4289
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D
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Common Stock
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4/27/2017
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S
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156.78
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D
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$75.38
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192150.6489
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D
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Common Stock
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4/27/2017
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S
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358.02
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D
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$75.39
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191792.6289
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D
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Common Stock
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4/27/2017
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S
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1716
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D
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$75.40
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190076.6289
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D
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Common Stock
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4/27/2017
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S
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220.74
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D
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$75.41
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189855.8889
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D
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Common Stock
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4/27/2017
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S
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117.78
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D
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$75.42
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189738.1089
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D
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Common Stock
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4/27/2017
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S
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38.22
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D
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$75.43
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189699.8889
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D
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Common Stock
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4/27/2017
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S
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255.06
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D
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$75.44
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189444.8289
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D
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Common Stock
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4/27/2017
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S
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156
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D
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$75.45
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189288.8289
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D
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Common Stock
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4/27/2017
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S
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138.06
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D
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$75.46
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189150.7689
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D
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Common Stock
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4/27/2017
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S
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234
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D
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$75.47
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188916.7689
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D
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Common Stock
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4/27/2017
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S
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183.3
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D
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$75.49
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188733.4689
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D
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Common Stock
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4/27/2017
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S
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376.74
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D
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$75.50
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188356.7289
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D
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Common Stock
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4/27/2017
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S
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78
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D
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$75.52
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188278.7289
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D
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Common Stock
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1000
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I
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By Daughter - Custodial Brokerage Account
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Common Stock
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1902.068
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I
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By Esop
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Common Stock
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1000
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I
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By Son - Custodial Brokerage Account
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Common Stock
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0
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I
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By Trust - RC Kemper For John
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Common Stock
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60800
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I
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By Trust - TUW RC Kemper For John Mariner
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Common Stock
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290397
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I
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Held by Kemper Realty
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Common Stock
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395989
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I
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Held by Pioneer Service Corporation
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Common Stock
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2161386
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I
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By Trust - RC Kemper Irrevocable Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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KEMPER J MARINER
1010 GRAND BLVD.
KANSAS CITY, MO 64106
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X
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Chairman and CEO
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Signatures
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/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
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4/28/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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