Amended Statement of Ownership (sc 13g/a)
15 February 2023 - 02:22AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #4
Under the Securities and Exchange Act of
1934
Adeia Inc
(Name of Issuer)
Common Stock
(Title of Class of Securities)
00676P107
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page
(except any items to which the form provides a cross-reference)
shall not be deemed to be “filed” for the purpose of
Section 18 of the Securities Exchange Act of 1934 (“Act”) or
otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act.
CUSIP NO. 00676P107
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1) |
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Name of Reporting Person
Ameriprise Financial, Inc.
S.S. or I.R.S. Identification No. of Above Person
IRS No. 13-3180631
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2) |
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with
other persons, but the reporting person does not affirm the
existence of a group.
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3) |
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SEC Use Only
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4) |
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Citizenship or Place of Organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5) |
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Sole Voting Power
0
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6) |
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Shared Voting Power
11,412,161
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7) |
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Sole Dispositive Power
0
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8) |
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Shared Dispositive Power
12,113,463
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9) |
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Aggregate Amount Beneficially Owned by Each Reporting
Person
12,113,463
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10) |
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Check if the Aggregate Amount in Row (9) Excludes
Certain Shares
Not Applicable
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11) |
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Percent of Class Represented by Amount In Row (9)
11.53%
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12) |
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Type of Reporting Person
HC
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CUSIP NO. 00676P107
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1) |
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Name of Reporting Person
Columbia Management Investment Advisers, LLC
S.S. or I.R.S. Identification No. of Above Person
IRS No. 41-1533211
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2) |
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with
other persons, but the reporting person does not affirm the
existence of a group.
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3) |
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SEC Use Only
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4) |
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Citizenship or Place of Organization
Minnesota
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5) |
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Sole Voting Power
0
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6) |
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Shared Voting Power
11,412,161
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7) |
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Sole Dispositive Power
0
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8) |
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Shared Dispositive Power
11,662,846
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9) |
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Aggregate Amount Beneficially Owned by Each Reporting
Person
11,662,846
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10) |
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Check if the Aggregate Amount in Row (9) Excludes
Certain Shares
Not Applicable
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11) |
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Percent of Class Represented by Amount In Row (9)
11.10%
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12) |
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Type of Reporting Person
IA
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CUSIP NO. 00676P107
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1) |
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Name of Reporting Person
Columbia Seligman Technology and Information Fund
S.S. or I.R.S. Identification No. of Above Person
IRS No. 13-3154449
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2) |
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with
other persons, but the reporting person does not affirm the
existence of a group.
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3) |
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SEC Use Only
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4) |
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Citizenship or Place of Organization
Massachusetts
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5) |
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Sole Voting Power
7,076,541
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6) |
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Shared Voting Power
0
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7) |
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Sole Dispositive Power
0
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8) |
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Shared Dispositive Power
7,076,541
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9) |
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Aggregate Amount Beneficially Owned by Each Reporting
Person
7,076,541
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10) |
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Check if the Aggregate Amount in Row (9) Excludes
Certain Shares
Not Applicable
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11) |
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Percent of Class Represented by Amount In Row (9)
6.74%
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12) |
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Type of Reporting Person
IV
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| 1(a) |
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Name of Issuer: |
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Adeia Inc. |
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| 1(b) |
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Address of Issuer’s Principal |
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3025 Orchard Parkway |
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Executive Offices: |
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San Jose, California 95134 |
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| 2(a) |
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Name of Person Filing: |
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(a) Ameriprise Financial, Inc. (“AFI”) |
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(b) Columbia Management Investment |
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Advisers, LLC (“CMIA”) |
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(c) Columbia Seligman Technology and Information
Fund (“Fund”) |
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| 2(b) |
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Address of Principal Business
Office: |
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(a) Ameriprise Financial, Inc. |
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145 Ameriprise Financial Center |
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Minneapolis, MN 55474 |
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(b) 290 Congress St. |
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Boston, MA 02210 |
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(c) 290 Congress Street |
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Boston, MA 02210 |
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| 2(c) |
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Citizenship: |
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(a) Delaware
(b) Minnesota
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(c) Massachusetts |
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| 2(d) |
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Title of Class of Securities: |
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Common Stock |
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| 2(e) |
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Cusip Number: |
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00676P107 |
| 3 |
Information if statement is filed pursuant to Rules
13d-1(b) or 13d-2(b):
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(a) Ameriprise Financial, Inc.
A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item
7)
(b) Columbia Management Investment Advisers, LLC
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(c) Columbia Seligman Technology and Information Fund
An investment company in accordance with Rule 13d-1(b)(1)(ii)(D).
| 4 |
Incorporated by reference to Items (5)-(9) and
(11) of the cover page pertaining to each reporting
person.
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CMIA and AFI do not directly own any shares of Common Stock of the
issuer. As the investment adviser to the Fund and various other
unregistered and registered investment companies and other managed
accounts, CMIA may be deemed to beneficially own the shares
reported herein by the Fund. Accordingly, the shares reported
herein by CMIA include those shares separately reported herein by
the Fund.
As the parent holding company of CMIA, AFI may be deemed to
beneficially own the shares reported herein by CMIA. Accordingly,
the shares reported herein by AFI include those shares separately
reported herein by CMIA.
Each of AFI and CMIA, and the subsidiaries identified on the
attached Exhibit I, disclaims beneficial ownership of any shares
reported on this Schedule.
| 5 |
Ownership of 5% or Less of a Class: Not Applicable
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| 6 |
Ownership of more than 5% on Behalf of Another
Person:
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To the knowledge of AFI, CMIA and the Fund, no other persons
besides AFI, CMIA and the Fund and those persons for whose shares
of common stock CMIA and AFI report beneficial ownership have the
right to receive or the power to direct the receipt of dividends
from or the proceeds from the sale of the securities of the issuer
reported herein. As of December 31, 2022, only the Fund owned
more than 5% of the class of securities reported herein.
Any remaining shares reported herein by CMIA are held by various
other funds or accounts managed by CMIA which each have the right
to receive any dividends paid by the issuer and could terminate
their respective investment advisory relationship with CMIA and
then subsequently direct the use of proceeds from the sale of the
common stock owned by such fund or account. To CMIA’s knowledge,
none of these other funds or accounts own more than 5% of the
outstanding shares of the issuer as December 31, 2022.
| 7 |
Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on by the Parent Holding
Company:
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AFI: See Exhibit I
| 8 |
Identification and Classification of Members of the
Group:
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Not Applicable
| 9 |
Notice of Dissolution of Group:
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Not Applicable
By signing below, I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the
ordinary course of business and were not acquired for the purpose
of and do not have the effect of changing or influencing the
control of the issuer of such securities and were not acquired in
connection with or as a participant in any transaction having such
purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
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Dated: February 14, 2023
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Ameriprise Financial, Inc.
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By:
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/s/ Michael G. Clarke
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Name:
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Michael G. Clarke
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Title:
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Senior Vice President, Head of Global Operations
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Columbia Management Investment
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Advisers, LLC
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By:
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/s/ Michael G. Clarke
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Name:
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Michael G. Clarke
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Title:
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Senior Vice President, Head of Global Operations
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Columbia Seligman Technology and Information Fund
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By:
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/s/ Michael G. Clarke
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Name:
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Michael G. Clarke
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Title:
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Senior Vice President & Chief Financial Officer
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Contact Information
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Mark D. Braley
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Vice President
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Head of Reporting and Data Management |
Global Operations and Investor Services
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Telephone: (617) 747-0663
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Exhibit Index
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| Exhibit I |
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Identification and Classification of the
Subsidiary which Acquired the Security Being Reported on by the
Parent Holding Company. |
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| Exhibit II |
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Joint Filing Agreement |
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