Statement of Changes in Beneficial Ownership (4)
12 May 2021 - 6:43AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
JORDAN D BRYAN |
2. Issuer Name and Ticker or Trading Symbol
FIRST HORIZON CORP
[
FHN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President and CEO |
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(Last)
(First)
(Middle)
165 MADISON AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/7/2021 |
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(Street)
MEMPHIS, TN 38103
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 5/7/2021 | | M | | 7913 | A | $11.62 | 1170298.2165 | D | |
| Common Stock | 5/7/2021 | | M | | 210496 | A | $11.62 | 1380794.2165 | D | |
| Common Stock | 5/7/2021 | | S | | 218409 (1) | D | $19.067 | 1162385.2165 | D | |
| Common Stock | 5/10/2021 | | M | | 64002 | A | $11.62 | 1226387.2165 | D | |
| Common Stock | 5/10/2021 | | M | | 2405 | A | $11.62 | 1228792.2165 | D | |
| Common Stock | | | | | | | | 1000 | I | By Child |
| Common Stock | | | | | | | | 109895.164 | I | Children's Trust |
| Common Stock | | | | | | | | 4507 | I | 401(k) Plan |
| Common Stock | | | | | | | | 18851 | I | GRAT 2019 |
| Common Stock | | | | | | | | 39838 | I | GRAT 2019 #2 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options (Right to Buy) | $11.62 | 5/7/2021 | | M | | | 7913 | 3/2/2017 | 3/2/2023 | Common Stock | 7913 | $0 | 2405 | D | |
| Stock Options (Right to Buy) | $11.62 | 5/7/2021 | | M | | | 210496 | 3/2/2020 | 3/2/2023 | Common Stock | 210496 | $0 | 201251 | D | |
| Stock Options (Right to Buy) | $11.62 | 5/10/2021 | | M | | | 64002 | 3/2/2020 | 3/2/2023 | Common Stock | 64002 | $0 | 137249 | D | |
| Stock Options (Right to Buy) | $11.62 | 5/10/2021 | | M | | | 2405 | 3/2/2017 | 3/2/2023 | Common Stock | 2405 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | Each of the prices reported in Column 4 is a weighted average price. In the aggregate, these shares were sold in multiple transactions at prices ranging from $19.000 to $19.145, inclusive. The reporting person undertakes to provide First Horizon Corporation, any security holder of First Horizon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges referenced in this footnote. Sales on 5/07/2021 were intended primarily to cover expenses of the option exercises on 5/07/2021 and 5/10/2021. All exercises and sales were executed pursuant to a Rule 10b5-1 plan. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
JORDAN D BRYAN
165 MADISON AVENUE
MEMPHIS, TN 38103 | X |
| President and CEO |
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Signatures
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| /s/ John A. Niemoeller, attorney-in-fact | | 5/11/2021 |
| **Signature of Reporting Person | Date |
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