- Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (N-Q)
19 January 2011 - 6:12AM
Edgar (US Regulatory)
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OMB
APPROVAL
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OMB Number: 3235-0578
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Expires: April 30, 2013
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Estimated average burden
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hours per response: 5.6 hrs
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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, DC 20549
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FORM N-Q
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QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
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MANAGEMENT INVESTMENT COMPANY
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Investment Company Act File
Number: 811-21724
Registrant Name: AGIC International & Premium
Strategy Fund
Address of Principal
Executive Offices: 1345 Avenue of the Americas New York, New York 10105
Name and Address of Agent
for Service: Lawrence G. Altadonna 1345 Avenue of the Americas New York, New
York 10105
Registrants telephone
number, including area code: 212-739-3371
Date of Fiscal Year End:
February 28, 2011
Date of Reporting Period:
November 30, 2010
Form N-Q is to be used by
management investment companies, other than small business investment companies
registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports
with the Commission, not later than 60 days after the close of the first and
third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act
of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on
Form N-Q in its regulatory, disclosure review, inspection, and policymaking
roles.
A registrant is required to
disclose the information specified by Form N-Q, and the Commission will make
this information public. A registrant is not required to respond to the collection
of information contained in Form N-Q unless the Form displays a currently
valid Office of Management and Budget (OMB) control number. Please
direct comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary, Securities
and Exchange Commission, 100 F Street, NE, Washington, DC 20549-2001. The
OMB has reviewed this collection of information under the clearance requirements
of 44 U.S.C. §
3507.
Item 1. Schedule of Investments
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AGIC
International & Premium Strategy Fund Schedule of Investments
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November 30, 2010 (unaudited)
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Shares
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Value*
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COMMON
STOCK98.4%
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Australia8.9%
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Biotechnology3.1%
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123,948
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CSL Ltd.
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$4,143,606
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Commercial Banks1.7%
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47,574
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Commonwealth Bank of Australia
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2,197,997
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Commercial Services & Supplies0.6%
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189,217
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Downer EDI Ltd.
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847,610
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Food & Staples Retailing0.7%
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33,495
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Woolworths Ltd.
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860,641
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Metals & Mining2.8%
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55,687
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BHP Billiton Ltd.
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2,290,770
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18,601
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Newcrest Mining Ltd.
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704,535
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9,801
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Rio Tinto Ltd.
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769,972
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3,765,277
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Belgium1.0%
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Chemicals0.7%
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25,259
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Tessenderlo Chemie NV
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840,609
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Oil, Gas & Consumable Fuels0.3%
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27,391
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Euronav NV
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433,589
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China0.3%
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Personal Products0.3%
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465,000
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Ruinian International Ltd.
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349,333
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Denmark0.7%
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Construction & Engineering0.6%
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9,950
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FLSmidth & Co. A/S
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819,675
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Electrical Equipment0.1%
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4,800
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Vestas Wind Systems A/S (b)
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137,220
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Finland1.6%
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Auto Components0.3%
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13,200
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Nokian Renkaat Oyj
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426,345
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Communications Equipment1.3%
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178,126
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Nokia Oyj
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1,651,935
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France6.1%
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Automobiles0.4%
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14,943
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Peugeot S.A. (b)
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556,961
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Commercial Banks1.2%
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27,495
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BNP Paribas
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1,630,953
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Diversified Telecommunication Services1.8%
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118,394
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France Telecom S.A.
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2,407,851
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AGIC
International & Premium Strategy Fund Schedule of Investments
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November 30, 2010 (unaudited)
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Shares
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Value*
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Electric Utilities0.3%
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9,219
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Electricite de France S.A.
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$384,943
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Electrical Equipment0.6%
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19,616
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Alstom S.A.
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809,256
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Media0.4%
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21,394
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Vivendi S.A.
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522,405
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Oil, Gas & Consumable Fuels1.4%
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36,497
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Total S.A.
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1,776,631
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Germany6.3%
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Automobiles1.0%
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21,187
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Daimler AG (b)
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1,372,147
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Chemicals1.7%
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34,176
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K&S AG
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2,282,019
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Diversified Financial Services0.7%
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15,459
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Deutsche Boerse AG
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936,569
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Electric Utilities0.9%
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38,991
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E.ON AG
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1,119,374
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Multi-Utilities0.8%
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16,213
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RWE AG
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1,010,047
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Pharmaceuticals0.9%
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17,065
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Bayer AG
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1,239,759
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Semiconductors & Semiconductor
Equipment0.3%
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11,500
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Aixtron AG
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349,196
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Greece0.2%
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Commercial Banks0.2%
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29,019
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National Bank of Greece S.A. (b)
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242,204
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Hong Kong3.8%
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Airlines0.9%
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425,000
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Cathay Pacific Airways Ltd.
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1,234,304
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Diversified Financial Services0.5%
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734,000
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First Pacific Co., Ltd.
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636,042
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Real Estate Management &
Development2.4%
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204,000
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Hang Lung Group Ltd.
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1,307,726
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159,500
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Kerry Properties Ltd.
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798,459
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592,000
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New World Development Ltd.
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1,165,161
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3,271,346
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AGIC
International & Premium Strategy Fund Schedule of Investments
|
November 30, 2010 (unaudited)
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Shares
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Value*
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Ireland0.0%
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Insurance0.0%
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48,618
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Irish Life & Permanent Group Holdings PLC (b)
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$63,405
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Italy2.0%
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Electric Utilities1.0%
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271,908
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Enel SpA
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1,281,082
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Oil, Gas & Consumable Fuels1.0%
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|
66,956
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Eni SpA
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1,351,107
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Japan18.0%
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Auto Components0.4%
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29,200
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Tokai Rika Co., Ltd.
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526,792
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Automobiles1.4%
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48,300
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Toyota Motor Corp.
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1,870,458
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Beverages0.3%
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34,000
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Kirin Holdings Co., Ltd.
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472,244
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Building Products0.8%
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29,500
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Daikin Industries Ltd.
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1,054,817
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Commercial Banks0.4%
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81,900
|
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Resona Holdings, Inc.
|
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499,358
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Construction & Engineering0.5%
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|
73,000
|
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Kinden Corp.
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626,602
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Consumer Finance0.2%
|
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46,500
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Promise Co., Ltd.
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261,133
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Diversified Telecommunication
Services1.7%
|
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48,700
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Nippon Telegraph & Telephone Corp.
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2,205,642
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Electronic Equipment, Instruments &
Components0.4%
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|
27,500
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|
Mitsumi Electric Co., Ltd.
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497,237
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Leisure Equipment & Products2.3%
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|
50,200
|
|
Heiwa Corp.
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705,179
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|
23,000
|
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Nikon Corp.
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|
449,767
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|
36,200
|
|
Sankyo Co., Ltd.
|
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|
1,913,237
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3,068,183
|
|
|
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Machinery1.7%
|
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|
|
|
301,000
|
|
Hino Motors Ltd.
|
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|
1,477,541
|
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|
36,500
|
|
Shima Seiki Manufacturing Ltd.
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797,256
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|
|
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|
|
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|
|
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2,274,797
|
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Marine2.6%
|
|
|
|
|
|
133,000
|
|
Kawasaki Kisen Kaisha Ltd.
|
|
|
554,529
|
|
|
AGIC
International & Premium Strategy Fund Schedule of Investments
|
November 30, 2010 (unaudited)
|
|
|
|
|
|
|
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|
|
Shares
|
|
|
|
Value*
|
|
|
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|
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|
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|
|
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|
|
|
|
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Marine
(continued)
|
|
|
|
|
|
147,000
|
|
Mitsui OSK Lines Ltd.
|
|
|
$1,008,289
|
|
|
450,000
|
|
Nippon Yusen KK
|
|
|
1,958,899
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,521,717
|
|
|
|
|
|
|
|
|
|
|
|
|
Multiline Retail0.3%
|
|
|
|
|
|
88,500
|
|
Daiei, Inc. (b)
|
|
|
340,679
|
|
|
|
|
|
|
|
|
|
|
|
|
Pharmaceuticals0.6%
|
|
|
|
|
|
11,200
|
|
Astellas Pharma, Inc.
|
|
|
400,620
|
|
|
19,700
|
|
Daiichi Sankyo Co., Ltd.
|
|
|
425,618
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
826,238
|
|
|
|
|
|
|
|
|
|
|
|
|
Road & Rail0.4%
|
|
|
|
|
|
8,600
|
|
East Japan Railway Co.
|
|
|
512,967
|
|
|
|
|
|
|
|
|
|
|
|
|
Software0.3%
|
|
|
|
|
|
1,300
|
|
Nintendo Co., Ltd.
|
|
|
352,132
|
|
|
|
|
|
|
|
|
|
|
|
|
Tobacco0.2%
|
|
|
|
|
|
81
|
|
Japan Tobacco, Inc.
|
|
|
275,137
|
|
|
|
|
|
|
|
|
|
|
|
|
Trading Companies & Distributors2.6%
|
|
|
|
|
|
545,900
|
|
Sojitz Corp.
|
|
|
1,052,879
|
|
|
184,300
|
|
Sumitomo Corp.
|
|
|
2,396,811
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,449,690
|
|
|
|
|
|
|
|
|
|
|
|
|
Wireless Telecommunication Services0.9%
|
|
|
|
|
|
140
|
|
KDDI Corp.
|
|
|
798,043
|
|
|
282
|
|
NTT DoCoMo, Inc.
|
|
|
457,172
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,255,215
|
|
|
|
|
|
|
|
|
|
|
|
|
Norway4.5%
|
|
|
|
|
|
|
|
Chemicals2.2%
|
|
|
|
|
|
63,200
|
|
Yara International ASA
|
|
|
3,004,936
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Banks2.3%
|
|
|
|
|
|
247,600
|
|
DnB NOR ASA
|
|
|
3,031,042
|
|
|
|
|
|
|
|
|
|
|
|
|
Singapore1.0%
|
|
|
|
|
|
|
|
Airlines0.9%
|
|
|
|
|
|
99,000
|
|
Singapore Airlines Ltd.
|
|
|
1,153,978
|
|
|
|
|
|
|
|
|
|
|
|
|
Transportation Infrastructure0.1%
|
|
|
|
|
|
72,270
|
|
SATS Ltd.
|
|
|
156,838
|
|
|
|
|
|
|
|
|
|
|
|
|
Spain6.9%
|
|
|
|
|
|
|
|
Commercial Banks1.9%
|
|
|
|
|
|
260,361
|
|
Banco Santander S.A.
|
|
|
2,489,058
|
|
|
|
|
|
|
|
|
|
|
|
|
Construction & Engineering0.3%
|
|
|
|
|
|
9,343
|
|
ACS Actividades Construcciones y Servicios S.A.
|
|
|
411,388
|
|
|
|
|
|
|
|
|
|
|
AGIC
International & Premium Strategy Fund Schedule of Investments
|
November 30, 2010 (unaudited)
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
|
Value*
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Diversified Telecommunication
Services3.5%
|
|
|
|
|
|
218,195
|
|
Telefonica S.A.
|
|
|
$4,647,148
|
|
|
|
|
|
|
|
|
|
|
|
|
Electric Utilities0.8%
|
|
|
|
|
|
162,409
|
|
Iberdrola S.A.
|
|
|
1,115,456
|
|
|
|
|
|
|
|
|
|
|
|
|
Insurance0.4%
|
|
|
|
|
|
226,669
|
|
Mapfre S.A.
|
|
|
575,820
|
|
|
|
|
|
|
|
|
|
|
|
|
Sweden2.1%
|
|
|
|
|
|
|
|
Commercial Banks0.7%
|
|
|
|
|
|
95,400
|
|
Nordea Bank AB
|
|
|
952,061
|
|
|
|
|
|
|
|
|
|
|
|
|
Personal Products0.8%
|
|
|
|
|
|
20,850
|
|
Oriflame Cosmetics S.A.
|
|
|
1,086,918
|
|
|
|
|
|
|
|
|
|
|
|
|
Tobacco0.6%
|
|
|
|
|
|
29,145
|
|
Swedish Match AB
|
|
|
814,084
|
|
|
|
|
|
|
|
|
|
|
|
|
Switzerland8.1%
|
|
|
|
|
|
|
|
Chemicals0.8%
|
|
|
|
|
|
3,892
|
|
Syngenta AG
|
|
|
1,087,760
|
|
|
|
|
|
|
|
|
|
|
|
|
Electrical Equipment1.5%
|
|
|
|
|
|
101,818
|
|
ABB Ltd. (b)
|
|
|
1,984,847
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Products0.7%
|
|
|
|
|
|
16,827
|
|
Nestle S.A.
|
|
|
920,576
|
|
|
|
|
|
|
|
|
|
|
|
|
Insurance2.8%
|
|
|
|
|
|
16,732
|
|
Zurich Financial Services AG
|
|
|
3,748,787
|
|
|
|
|
|
|
|
|
|
|
|
|
Pharmaceuticals1.3%
|
|
|
|
|
|
12,695
|
|
Roche Holdings AG
|
|
|
1,753,057
|
|
|
|
|
|
|
|
|
|
|
|
|
Textiles, Apparel & Luxury Goods1.0%
|
|
|
|
|
|
3,280
|
|
Swatch Group AG
|
|
|
1,325,856
|
|
|
|
|
|
|
|
|
|
|
|
|
United Kingdom26.9%
|
|
|
|
|
|
|
|
Aerospace & Defense0.2%
|
|
|
|
|
|
56,269
|
|
BAE Systems PLC
|
|
|
289,847
|
|
|
|
|
|
|
|
|
|
|
|
|
Beverages1.8%
|
|
|
|
|
|
130,071
|
|
Diageo PLC
|
|
|
2,325,144
|
|
|
|
|
|
|
|
|
|
|
|
|
Capital Markets0.3%
|
|
|
|
|
|
53,500
|
|
ICAP PLC
|
|
|
396,183
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Banks2.1%
|
|
|
|
|
|
98,123
|
|
Barclays PLC
|
|
|
394,714
|
|
|
133,443
|
|
Royal Bank of Scotland Group PLC (b)
|
|
|
78,330
|
|
|
88,325
|
|
Standard Chartered PLC
|
|
|
2,382,200
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,855,244
|
|
|
|
|
|
|
|
|
|
|
AGIC
International & Premium Strategy Fund Schedule of Investments
|
November 30, 2010 (unaudited)
|
|
|
|
|
|
|
|
|
Shares
|
|
|
|
Value*
|
|
|
|
|
|
|
|
|
|
Food & Staples Retailing1.5%
|
|
|
|
|
462,495
|
|
WM Morrison Supermarkets PLC
|
|
|
$1,961,340
|
|
|
|
|
|
|
|
|
|
|
Food Products2.8%
|
|
|
|
|
135,323
|
|
Unilever PLC
|
|
|
3,751,263
|
|
|
|
|
|
|
|
|
|
|
Industrial Conglomerates0.1%
|
|
|
|
|
17,062
|
|
Cookson Group PLC (b)
|
|
|
143,166
|
|
|
|
|
|
|
|
|
|
|
Insurance1.6%
|
|
|
|
|
760,522
|
|
Old Mutual PLC
|
|
|
1,403,233
|
|
227,246
|
|
Standard Life PLC
|
|
|
712,708
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,115,941
|
|
|
|
|
|
|
|
|
|
|
Machinery0.7%
|
|
|
|
|
84,128
|
|
Charter International PLC
|
|
|
896,536
|
|
|
|
|
|
|
|
|
|
|
Metals & Mining3.9%
|
|
|
|
|
32,097
|
|
Anglo American PLC
|
|
|
1,409,394
|
|
67,080
|
|
BHP Billiton PLC
|
|
|
2,386,512
|
|
22,080
|
|
Rio Tinto PLC
|
|
|
1,409,394
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5,205,300
|
|
|
|
|
|
|
|
|
|
|
Oil, Gas & Consumable Fuels5.6%
|
|
|
|
|
302,677
|
|
BP PLC
|
|
|
2,022,835
|
|
|
|
Royal Dutch Shell PLC,
|
|
|
|
|
76,148
|
|
Class A
|
|
|
2,297,764
|
|
104,798
|
|
Class B
|
|
|
3,118,737
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7,439,336
|
|
|
|
|
|
|
|
|
|
|
Pharmaceuticals0.4%
|
|
|
|
|
25,592
|
|
GlaxoSmithKline PLC
|
|
|
485,329
|
|
|
|
|
|
|
|
|
|
|
Road & Rail0.8%
|
|
|
|
|
331,510
|
|
Stagecoach Group PLC
|
|
|
1,018,584
|
|
|
|
|
|
|
|
|
|
|
Tobacco2.2%
|
|
|
|
|
59,293
|
|
British American Tobacco PLC
|
|
|
2,155,204
|
|
27,934
|
|
Imperial Tobacco Group PLC
|
|
|
821,235
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,976,439
|
|
|
|
|
|
|
|
|
|
|
Wireless Telecommunication Services2.9%
|
|
|
|
|
1,536,950
|
|
Vodafone Group PLC
|
|
|
3,839,225
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock (cost$214,681,488)
|
|
|
130,800,963
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
AGIC
International & Premium Strategy Fund Schedule of Investments
|
November 30, 2010 (unaudited)
|
|
|
|
|
|
|
|
|
Principal
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
(000s)
|
|
|
|
Value*
|
|
|
|
|
|
|
|
Repurchase
Agreement1.0%
|
|
|
|
|
$1,346
|
|
State Street Bank & Trust Co.,
|
|
|
|
|
|
|
dated
11/30/10, 0.01%, due
|
|
|
|
|
|
|
12/1/10,
proceeds $1,346,000;
|
|
|
|
|
|
|
collateralized
by Freddie Mac,
|
|
|
|
|
|
|
6.75%, due
3/15/31, valued at
|
|
|
|
|
|
|
$1,376,594
including accrued
|
|
|
|
|
|
|
interest
(cost$1,346,000)
|
|
|
$1,346,000
|
|
|
|
|
|
|
|
|
|
|
Total Investments
(cost$216,027,488) (a)
99.4%
|
|
|
132,146,963
|
|
|
|
Other assets less liabilities0.6%
|
|
|
785,337
|
|
|
|
|
|
|
|
|
|
|
Net Assets100%
|
|
|
$132,932,300
|
|
|
|
|
|
|
|
|
|
|
Notes to
Schedule of Investments:
|
|
|
*
|
Portfolio securities and other financial instruments for
which market quotations are readily available are stated at market value. Market value is generally
determined on the basis of last reported sales prices, or if no sales are
reported, on the basis of quotes obtained from a quotation reporting system,
established market makers, or independent pricing services.
|
|
|
|
Portfolio securities and other financial instruments for
which market quotations are not readily available or for which a development/event occurs that may
significantly impact the value of a security, are fair-valued, in good faith,
pursuant to procedures
established by the Board of Trustees, or persons acting at their discretion
pursuant to procedures established by the Board of Trustees. The Funds investments are valued
daily using prices supplied by an independent pricing service or dealer quotations, or by using the
last sale price on the exchange that is the primary market for such
securities, or the mean between the last quoted bid and ask price. Independent
pricing services use information provided by market makers or estimates of market values obtained
from yield data relating to investments or securities with similar
characteristics. Short-term securities maturing in 60 days or less are valued at
amortized cost, if their original term to maturity was 60 days or less, or by amortizing their value on the
61st day prior to maturity, if the original term to maturity exceeded 60
days. Investments initially valued in currencies other than U.S. dollar are
converted to the U.S. dollar using exchange rates obtained from pricing services. As a result, the
net asset value (NAV) of the Funds shares may be affected by changes in
the value of currencies
in relation to the U.S. dollar. The value of securities traded in markets
outside the United States or denominated in currencies other than the U.S.
dollar may be affected significantly on a day that the New York Stock
Exchange (NYSE) is closed.
|
|
|
|
The prices used by the Fund to value securities may differ
from the value that would be realized if the securities were sold and these differences could be
material. The Funds NAV is normally determined as of the close of regular
trading (normally, 4:00 p.m. Eastern time) on the NYSE on each day the NYSE
is open for business.
|
|
|
|
The prices of certain portfolio securities or other
financial instruments may be determined at a time prior to the close of regular trading on the NYSE. When
fair valuing securities, the Fund may, among other things, consider
significant events (which may be considered to include changes in the value
of U.S. securities or securities indices) that occur after the close of the relevant market and before the
time the Funds NAV is calculated. With respect to certain foreign
securities, the Fund may fair-value securities using modeling tools provided by
third-party vendors. The Fund has retained a statistical research service to assist in determining
the fair value of foreign securities. This service utilizes statistics and
programs based on historical performance of markets and other economic data
to assist in making fair value estimates. Fair value estimates used by the Fund for foreign securities
may differ from the value realized from the sale of those securities and the
difference could be
material. Fair value pricing may require subjective determinations about the
value of a security or other assets, and fair values used to determine the Funds
NAV may differ from quoted or published prices, or from prices that are used
by others, for the
same investments. In addition, the use of fair value pricing may not always
result in adjustments to the prices of securities or other assets held by a Fund.
|
|
|
(a)
|
Securities with an aggregate value of $130,389,575,
representing 98.1% of net assets, were valued utilizing modeling tools
provided by a third-party vendor.
|
(b)
|
Non-income producing.
|
|
|
Other Investments:
|
|
|
(1)
|
Transactions in options written for the nine months ended
November 30, 2010:
|
|
|
|
|
|
|
|
|
|
|
Contracts
|
|
Premiums
|
|
|
|
|
|
|
|
Options outstanding, February 28, 2010
|
|
|
239,390
|
|
$
|
333,292
|
|
Options written
|
|
|
597,185
|
|
|
1,422,470
|
|
Options terminated in closing transactions
|
|
|
(96,130
|
)
|
|
(1,069,743
|
)
|
Options expired
|
|
|
(740,445
|
)
|
|
(686,019
|
)
|
|
|
|
|
|
|
|
|
Options outstanding, November 30, 2010
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
At November 30, 2010, the cost basis of portfolio securities
of $216,261,562 is substantially the same for both federal income tax purposes and financial reporting purposes.
Aggregate gross unrealized appreciation for securities in which there is an
excess of value over tax cost is $64,332; aggregate gross unrealized
depreciation for securities in which there is an excess of tax cost over value
is $84,178,931; and net unrealized depreciation for federal
income tax purposes is $84,114,599.
The difference between book and tax appreciation
is primary attributable to wash sales.
Fair Value
Measurements
Fair value is defined as the price
that would be received to sell an asset or paid to transfer a liability (i.e.
the exit price) in an orderly transaction between market participants. The
three levels of the fair value hierarchy are described below:
|
|
|
|
●
|
Level 1 quoted prices in active markets for identical
investments that the Fund has the ability to access
|
|
●
|
Level 2 valuations based on other significant observable
inputs (including quoted prices for similar investments, interest rates,
prepayment speeds, credit risk, etc.) or quotes from inactive exchanges
|
|
●
|
Level 3 valuations based on significant unobservable
inputs (including the Funds own assumptions in determining the fair value of
investments)
|
An investment assets or liabilitys level within the fair
value hierarchy is based on the lowest level input, individually or in the aggregate,
that is significant to fair value measurement. The objective of fair value measurement remains the same even
when there is a significant decrease in the volume and level of activity for an asset or liability and regardless
of the valuation technique used.
The valuation techniques used by the Fund to measure fair
value during the nine months ended November 30, 2010 maximized the use of observable
inputs and minimized the use of unobservable inputs. When fair-valuing
securities, the Fund
utilized the estimation of the price that would have prevailed in a liquid
market for international equities given information available at the time of
evaluation.
The inputs or methodology used for valuing securities is not
necessarily an indication of the risk associated with investing in
those securities. The following are certain inputs and techniques that the Fund
generally uses to evaluate how to classify each major category
of assets and liabilities in accordance with Generally Accepted Accounting Principles.
Equity Securities (Common and Preferred Stock)
Equity
securities traded in inactive markets and certain foreign equity securities are valued using
inputs which include broker-dealer quotes, recently executed transactions adjusted for
changes in the benchmark index, or evaluated price quotes received from
independent pricing services that take into account the integrity of the market sector and issuer,
the individual characteristics of the security, and
information received from broker-dealers and other market sources pertaining to
the issuer or security. To the extent that these inputs are
observable, the values of equity securities are categorized as Level 2. To the
extent that these inputs
are unobservable the values are categorized as Level 3.
Option Contracts
Option contracts traded over the
counter (OTC) are valued by independent pricing services based on
pricing models that incorporate various inputs such as interest rates, credit
spreads, currency exchange rates and volatility measurements for
in-the-money, at-the-money, and out-of-the-money contracts based on a given
strike price. To the
extent that these inputs are observable, the values of OTC option contracts are
categorized as Level 2. To the extent that these inputs are
unobservable the values are categorized as Level 3.
The Funds policy is to recognize transfers between levels
at the end of the reporting period.
A summary of the inputs used at November 30, 2010 in valuing
the Funds assets and liabilities is listed below:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Level 2 -
|
|
Level 3 -
|
|
|
|
|
|
|
|
Other Significant
|
|
Significant
|
|
|
|
|
|
Level 1 -
|
|
Observable
|
|
Unobservable
|
|
Value at
|
|
|
|
Quoted Prices
|
|
Inputs
|
|
Inputs
|
|
11/30/10
|
|
|
|
|
|
|
|
|
|
|
|
Investments in Securities - Assets
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Common Stock:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Spain
|
|
$
|
411,388
|
|
$
|
8,827,482
|
|
|
|
|
$
|
9,238,870
|
|
All Other
|
|
|
|
|
|
121,562,093
|
|
|
|
|
|
121,562,093
|
|
Repurchase Agreement
|
|
|
|
|
|
1,346,000
|
|
|
|
|
|
1,346,000
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments
|
|
$
|
411,388
|
|
$
|
131,735,575
|
|
|
|
|
$
|
132,146,963
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
There were no significant transfers
between Levels 1 and 2 during the nine months ended November 30, 2010.
|
|
Item 2.
|
Controls
and Procedures
|
|
|
(a)
|
The registrants President
& Chief Executive Officer and Treasurer, Principal Financial &
Accounting Officer have concluded that the registrants disclosure controls
and procedures (as defined in Rule 30a-3(c) under the Act (17 CFR
270.30a-3(c))), are effective based on their evaluation of these controls and
procedures as of a date within 90 days of the filing date of this
document.
|
|
|
(b)
|
There were no significant
changes in the registrants internal controls over financial reporting (as
defined in Rule 30a-3(d) under the Act (17 CFR 270.30a-3(d))) that
occurred during the registrants last fiscal quarter that has materially
affected, or is reasonably likely to materially affect, the registrants
internal control over financial reporting.
|
|
|
(a)
|
Exhibit 99.302 Cert.
Certification pursuant to Section 302 of the Sarbanes-Oxley Act of
2002
|
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934 and the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: AGIC International & Premium
Strategy Fund
|
|
|
By:
|
/s/ Brian S. Shlissel
|
|
|
|
|
|
President & Chief Executive Officer
|
|
|
|
|
Date: January 18, 2011
|
|
|
|
|
By:
|
/s/ Lawrence G. Altadonna
|
|
|
|
|
|
Treasurer, Principal Financial & Accounting
Officer
|
|
|
|
|
Date: January 18, 2011
|
|
Pursuant to the requirements
of the Securities Exchange Act of 1934 and the Investment Company Act of 1940,
this report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated.
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By:
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/s/ Brian S. Shlissel
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President & Chief Executive Officer
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Date: January 18, 2011
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By:
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/s/ Lawrence G. Altadonna
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Treasurer, Principal Financial & Accounting
Officer
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Date: January 18, 2011
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