Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
08 March 2024 - 5:49AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 07 March 2024
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
EXHIBIT INDEX
|
Exhibit No.
|
Description
|
|
99.1
|
Exhibit
99.1 Announcement sent to the London Stock Exchange on 07 March
2024 —
Director/PDMR Shareholding
|
Exhibit
99.1
7 March 2024
National Grid plc ('National
Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial
Responsibilities ('PDMR')
On 7 March 2024, National Grid received notification of the
following transactions as detailed below.
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid US Employee Stock Purchase Plan ('ESPP') monthly purchases on
behalf of a PDMR. The relevant FCA notifications are set out
below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Shannon
J Soland
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Interim
Group Chief Information & Digital Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
American Depository Shares
US 6362744095
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities under the National Grid US Employee
Stock Purchase Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$57.600250
|
43.034540
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2024.01.02
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Shannon
J Soland
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Interim
Group Chief Information & Digital Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
American Depository Shares
US 6362744095
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities under the National Grid US Employee
Stock Purchase Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$57.721970
|
42.943790
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2024.02.01
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Shannon
J Soland
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Interim
Group Chief Information & Digital Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
American Depository Shares
US 6362744095
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities under the National Grid US Employee
Stock Purchase Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$57.217929
|
43.322090
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2024.03.04
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
|
NATIONAL GRID
plc
|
|
|
|
|
|
|
By:
|
/s/Sally Kenward
_______________________
|
|
|
|
Sally Kenward
Senior Assistant Company Secretary
|
Date:
07 March
2024
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