- Additional Proxy Soliciting Materials (definitive) (DEFA14A)
16 March 2011 - 9:06PM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 14A
(RULE 14a-101)
SCHEDULE 14A INFORMATION
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF
THE SECURITIES
EXCHANGE ACT OF 1934
Filed by the
Registrant
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Filed by a Party other than the
Registrant
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Check the appropriate box:
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Preliminary
Proxy Statement
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Confidential,
for Use of the Commission Only (as permitted by
Rule 14a-6(e)(2))
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Definitive
Proxy Statement
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Definitive
Additional Materials
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Soliciting
Material Pursuant to Section 240.14a-12
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PIPER JAFFRAY COMPANIES
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if Other
Than the Registrant)
Payment of Filing Fee (Check the appropriate box):
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No fee required.
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Fee computed on table below per Exchange Act
Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of securities to which
transaction applies:
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(2)
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Aggregate number of securities to which
transaction applies:
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(3)
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Per unit price or other underlying value of
transaction computed pursuant to Exchange Act Rule 0-11
(set forth the amount on which the filing fee is calculated and
state how it was determined):
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(4)
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Proposed maximum aggregate value of transaction:
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Fee paid previously with preliminary materials.
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Check box if any part of the fee is offset as
provided by Exchange Act Rule 0-11( a)(2) and identify the
filing for which the offsetting fee was paid previously.
Identify the previous filing by registration statement number,
or the Form or Schedule and the date of its filing.
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(1)
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Amount Previously Paid:
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(2)
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Form, Schedule or Registration Statement No.:
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*** Exercise Your
Right
to Vote ***
Important Notice Regarding the Availability of Proxy Materials for the
Shareholder
Meeting to Be Held on May 4, 2011.
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PIPER JAFFRAY COMPANIES
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Meeting Information
Meeting Type:
Annual
For holders as of:
March 8, 2011
Date:
May 4, 2011
Time:
2:30 p.m. CDT
Location:
U.S. BANCORP CENTER
800 Nicollet Mall
12th Floor - The Huber Room
Minneapolis, MN 55402
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You are receiving this communication because you hold shares in
the above named company.
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This is not a ballot. You cannot use this notice to vote these shares.
This communication presents only an overview of the more complete proxy materials that are available
to you on the Internet. You may view the proxy materials online at
www.proxyvote.com
or easily request a paper copy
(see reverse side).
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We encourage you to access and review all of the
important information contained in the proxy materials before voting.
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See the reverse side of this notice to obtain proxy materials and voting instructions.
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Before You Vote
How to Access the Proxy Materials
Proxy Materials Available to VIEW or RECEIVE:
NOTICE AND PROXY STATEMENT ANNUAL REPORT
How to View Online:
Have the information that is printed in the box marked by the
arrow
è
XXXX XXXX XXXX
(located on the following page) and visit:
www.proxyvote.com.
How to Request and Receive a PAPER or E-MAIL Copy:
If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO
charge for requesting a copy. Please choose one of the following methods to make your request:
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1)
BY INTERNET
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www.proxyvote.com
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2)
BY TELEPHONE
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1-800-579-1639
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3)
BY E-MAIL*
:
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sendmaterial@proxyvote.com
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* If requesting materials by e-mail, please send a blank e-mail with the information that is
printed in the box marked by the arrow
è
XXXX XXXX
XXXX
(located on the following page) in the subject
line.
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Requests, instructions and other inquiries sent to this e-mail address will NOT
be forwarded to your investment advisor.Please make the request as instructed above on or before April 20, 2011 to
facilitate timely delivery.
How To Vote
Please Choose One of the Following Voting Methods
Vote In Person:
Many shareholder meetings have attendance requirements including, but not
limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please
check the meeting materials for any special requirements for meeting attendance. At the meeting,
you will need to request a ballot to vote these shares.
Vote By Internet:
To vote now by Internet, go to
www.proxyvote.com.
Have the information that is
printed in the box marked by the arrow
è
XXXX XXXX XXXX
available and follow the instructions.
Vote By Mail:
You can vote by mail by requesting a paper copy of the materials, which will include
a proxy card.
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Voting Items
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The Board of Directors recommends that you vote
FOR the following:
1. Election of Directors
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Nominees:
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01)
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Andrew S. Duff
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05)
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Lisa K. Polsky
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02)
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Michael R. Francis
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06)
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Frank L. Sims
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03)
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B. Kristine Johnson
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07)
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Jean M. Taylor
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04)
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Addison L. Piper
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08)
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Michele Volpi
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The Board of Directors recommends you vote FOR the following proposals:
2.
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Ratification of the selection of Ernst & Young LLP as the independent auditor for the year ending December 31, 2011.
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3.
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Advisory resolution approving the compensation of the officers disclosed in the proxy statement, or a say-on-pay vote.
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The Board of Directors recommends you vote 3 years on the following proposal:
4.
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Advisory vote recommending the frequency of future say-on-pay votes.
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NOTE:
Such other business as may properly come before the meeting or any adjournment thereof.
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