Report of Foreign Issuer (6-k)
28 October 2019 - 9:10PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF
FOREIGN PRIVATE ISSUER
PURSUANT TO
RULE 13a-16 OR 15d-16
UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of October, 2019
Commission File Number: 001-38438
Spotify Technology S.A.
(Translation of registrants name into English)
42-44, avenue de la Gare
L-1610 Luxembourg
Grand Duchy of Luxembourg
(Address of principal executive office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒
Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Yes ☐ No ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Yes ☐ No ☒
INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K
On October 28, 2019, Spotify Technology S.A. (the Company) issued a letter to shareholders reporting its results for
the quarter ended September 30, 2019. A copy of the letter to shareholders is furnished herewith as Exhibit 99.1 to this Report on Form 6-K.
In the letter to shareholders, the Company also announced that Barry McCarthy intends to retire from his position as the Companys Chief
Financial Officer and that the Board of Directors (the Board) of the Company has nominated him to join the Board in January 2020 as an additional director, subject to shareholder approval. The Company will appoint Paul Vogel, currently
Vice President and Head of FP&A (Financial Planning & Analysis), Treasury and Investor Relations at the Company, to succeed Mr. McCarthy. Mr. McCarthy will remain in his current position until January 15, 2020 to ensure a
smooth transition. Mr. McCarthys decision to retire from his current position is not the result of any disagreement with the Company on any matter relating to the Companys operation, policies or practices.
EXHIBIT INDEX
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Exhibit
No.
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Description
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99.1
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Letter to Shareholders dated October 28, 2019
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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Spotify Technology S.A.
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Date: October 28, 2019
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By:
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/s/ Horacio Gutierrez
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Name:
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Horacio Gutierrez
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Title:
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General Counsel
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