Initial Statement of Beneficial Ownership (3)
20 July 2021 - 6:56AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FTV V, L.P. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/9/2021
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3. Issuer Name and Ticker or Trading Symbol
Sunlight Financial Holdings Inc. [SUNL]
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(Last)
(First)
(Middle)
C/O FTV CAPITAL, 555 CALIFORNIA STREET, SUITE 2850 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
SAN FRANCISCO, CA 94104
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 25271539 | D (1) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reported securities are directly held by FTV V, L.P. ("FTV LP"). The general partner of FTV LP is FTV Management V, L.L.C. ("FTV LLC"). FTV LLC is controlled by its managing members. Any action by FTV LLC with respect to the reported securities, including voting and dispositive decisions, requires at least a majority vote of the managing members. Under the so-called "rule of three," because voting and dispositive decisions by FTV LLC require the agreement of a majority of the managing members, each of the managing members disclaim beneficial ownership of the reported securities. Each of the reporting persons disclaim beneficial ownership of the reported securities, except to the extent of such reporting person's pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FTV V, L.P. C/O FTV CAPITAL 555 CALIFORNIA STREET, SUITE 2850 SAN FRANCISCO, CA 94104 |
| X |
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FTV Management V, L.L.C. C/O FTV CAPITAL 555 CALIFORNIA STREET, SUITE 2850 SAN FRANCISCO, CA 94104 |
| X |
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Signatures
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FTV V, L.P., By: FTV Management V, L.L.C., its General Partner, By:/s/ David Haynes, Managing Member | | 7/19/2021 |
**Signature of Reporting Person | Date |
FTV Management V, L.L.C., By:/s/ David Haynes, Managing Member | | 7/19/2021 |
**Signature of Reporting Person | Date |
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