Report of Foreign Issuer (6-k)
09 June 2015 - 8:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: June 9, 2015
UBS Group AG
Commission File Number: 1-36764
UBS AG
Commission File Number: 1-15060
(Registrants Names)
Bahnhofstrasse 45, Zurich, Switzerland, and
Aeschenvorstadt 1, Basel, Switzerland
(Address of principal executive office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F ¨
This Form 6-K consists of the media release of UBS AG and UBS Group AG which appears immediately following this page.
9 June 2015
News Release
UBS announces expected effective date of UBS
AGs asset transfer to UBS Switzerland AG
Zurich/Basel, 9 June 2015 As previously announced, UBS AG will transfer its
Retail & Corporate and Wealth Management business booked in Switzerland to UBS Switzerland AG. UBS expects this transfer to become effective on 14 June 2015 (the asset transfer date). UBS may decide to defer the asset transfer date
and, if it does so, will announce such deferral.
Under the terms of the asset transfer agreement, UBS Switzerland AG will be jointly liable for the
contractual obligations of UBS AG existing on the asset transfer date. Under the Swiss Merger Act, UBS AG will be jointly liable for obligations existing on the asset transfer date that are transferred to UBS Switzerland AG. Neither UBS AG nor UBS
Switzerland AG will have any liability for new obligations incurred by the other entity after the asset transfer date. Accordingly, any new contractual obligations of UBS AG, including in connection with debt instruments of any kind with a
settlement date occurring only after the asset transfer date, are not covered by UBS Switzerland AGs contractual joint liability.
UBS Group AG
and UBS AG
Investor contact
Switzerland: +41-44-234 41
00
Media contact
Switzerland: +41-44-234 85 00
UK: +44-207-567 47 14
Americas: +1-212-882 58 57
APAC: +852-297-1 82 00
www.ubs.com
This Form 6-K is hereby incorporated by reference into (1) each of the registration
statements of UBS AG on Form F-3 (Registration Number 333-200212) and of UBS Group AG on Form S-8 (Registration Numbers 333-200634; 333-200635; 333-200641; and 333-200665) and into each prospectus outstanding under any of the
foregoing registration statements, (2) any outstanding offering circular or similar document issued or authorized by UBS AG that incorporates by reference any Form 6-Ks of UBS AG that are incorporated into its registration
statements filed with the SEC, and (3) the base prospectus of Corporate Asset Backed Corporation (CABCO) dated June 23, 2004 (Registration Number 333-111572), the Form 8-K of CABCO filed and dated June 23, 2004
(SEC File Number 001-13444), and the Prospectus Supplements relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004 (Registration Number 033-91744 and 033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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UBS Group AG |
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By: |
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/s/ David
Kelly |
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Name: David Kelly |
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Title: Managing Director |
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By: |
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/s/ Sarah M.
Starkweather |
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Name: Sarah M. Starkweather |
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Title: Executive Director |
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UBS AG |
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By: |
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/s/ David
Kelly |
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Name: David Kelly |
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Title: Managing Director |
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By: |
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/s/ Sarah M.
Starkweather |
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Name: Sarah M. Starkweather |
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Title: Executive Director |
Date: June 9, 2015
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