Statement of Changes in Beneficial Ownership (4)
02 May 2020 - 5:52AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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EA Armament & Surveillance Technologies Inc. |
2. Issuer Name and Ticker or Trading Symbol
AMERICAN DEFENSE SYSTEMS INC
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ADFS
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
555 MADISION AVENUE, FIFTH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/4/2020 |
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(Street)
NEW YORK, NY 11434
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| common shares | 5/1/2020 | 5/1/2020 | P | | 708217 | A | $0.06 | 12592079 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
Remarks:
We file this Form 4 to notify the SEC and the generla public: (1) Iroku Inc., a NY company (dba EA Armament & Surveillance Technologies) currently owns 12,592,079 common shares of ADFS; (2) Iroku Inc. is now 100% owned by EA American Science & Technologies Inc. (EAAST), a NY company; (3) EAAST will be filing its own Form 3/4s, reflecting its beneficiary ownership of these shares, after its pending application to EDGAR is approved; (4) EAAST supports and endorses the recent appointment of Wayne Wright, career banker, to the ADFS Board of Directors; (5) EAAST supports and endorses the appointment of Mark Pena as legal counsel to ADFS; (6) EAAST supports and endorses this efforts by ADFS to complete all regulatory requirements to return the company to good standing with the SEC, OTC, DE State, and IRS by end of May, 2020; (7) EAAST intends to work with ADFS to restore the company as one of the leading innovators of military and disaster assistance technologies. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
EA Armament & Surveillance Technologies Inc.
555 MADISION AVENUE
FIFTH FLOOR
NEW YORK, NY 11434 | X | X |
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Signatures
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| osita n iroku | | 5/1/2020 |
| **Signature of Reporting Person | Date |
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