Current Report Filing (8-k)
31 August 2022 - 6:02AM
Edgar (US Regulatory)
0001590496
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0001590496
2022-08-25
2022-08-25
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xbrli:shares
iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 30, 2022 (August 25, 2022)
| AERKOMM INC. |
| (Exact name of registrant as specified in its charter) |
| Nevada |
|
000-55925 |
|
46-3424568 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
| 44043
Fremont Blvd., Fremont, CA 94538 |
| (Address of principal executive offices) |
| (877) 742-3094 |
| (Registrant's telephone number, including area code) |
| N/A |
| (Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)
of the Act: None
| Title of each class | |
Trading Symbol(s) | |
Name of each exchange on which registered |
| | |
| |
|
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers. |
On August 25, 2022, Y. Tristan Kuo announced to the
board of directors of Aerkomm Inc. (the “Company”) that he was retiring from his position as Chief Financial Officer of the
Company, effective as of August 29, 2022. Mr. Kuo’s resignation was not the result of any disagreement with the Company on any matter
relating to its operation, policies (including accounting or financial policies) or practices.
On August 29, 2022, the Company entered into an independent
contractor agreement with Mr. Kuo pursuant to which he will assist and advise the Company during a short period of time until it transitions
to a new chief financial officer. Mr. Kuo will be assisting the Company with the following matters: SEC reporting, financial, accounting
and SOX issues, and public offering and financing issues, until February 28, 2023 (unless the agreement is terminated earlier pursuant
to its terms). The Company will pay Mr. Kuo a fee of $15,000 per month with a one-time $15,000 signing bonus and will reimburse Mr. Kuo
for certain out-of-pocket expenses. A copy of the Company’s agreement with Mr. Kuo is attached hereto as Exhibit 10.1 and is incorporated
herein by reference.
| Item 9.01 | Financial
Statements and Exhibits |
(d) Exhibits:
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| Date: August 30, 2022 |
AERKOMM INC. |
| |
|
| |
/s/ Louis Giordimaina |
| |
Name: Louis Giordimaina |
| |
Title: Chief Executive Officer |
Aerkomm (PK) (USOTC:AKOM)
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